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RFC 2533 - A Syntax for Describing Media Feature Sets

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Network Working Group                                         G. Klyne
Request for Comments: 2533                    Content Technologies/5GM
Category: Standards Track                                   March 1999

               A Syntax for Describing Media Feature Sets

Status of this Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (1999).  All Rights Reserved.


   A number of Internet application protocols have a need to provide
   content negotiation for the resources with which they interact [1].
   A framework for such negotiation is described in [2], part of which
   is a way to describe the range of media features which can be handled
   by the sender, recipient or document transmission format of a
   message.  A format for a vocabulary of individual media features and
   procedures for feature registration are presented in [3].

   This document introduces and describes a syntax that can be used to
   define feature sets which are formed from combinations and relations
   involving individual media features.  Such feature sets are used to
   describe the media feature handling capabilities of message senders,
   recipients and file formats.

   An algorithm for feature set matching is also described here.

Table of Contents

   1. Introduction.............................................3
     1.1 Structure of this document ...........................3
     1.2 Document terminology and conventions .................4
     1.3 Discussion of this document ..........................4
   2. Content feature terminology and definitions..............4
   3. Media feature combinations and capabilities..............5
     3.1 Media features .......................................5
     3.2 Media feature collections and sets ...................5
     3.3 Media feature set descriptions .......................6
     3.4 Media feature combination scenario ...................7

        3.4.1 Data resource options............................7
        3.4.2 Recipient capabilities...........................7
        3.4.3 Combined options.................................7
     3.5 Feature set predicates ...............................8
        3.5.1 Comparison with directory search filters.........8
     3.6 Describing preferences ...............................9
     3.7 Combining preferences ...............................10
   4. Feature set representation..............................11
     4.1 Textual representation of predicates ................11
     4.2 Interpretation of feature predicate syntax ..........12
        4.2.1 Filter syntax...................................12
        4.2.2 Feature comparison..............................13
        4.2.3 Feature tags....................................13
        4.2.4 Feature values..................................14
 Boolean values                              14
 Numeric values                              14
 Token values                                15
 String values                               15
        4.2.5 Notational conveniences.........................15
     4.3 Feature set definition example ......................16
   5. Matching feature sets...................................16
     5.1 Feature set matching strategy .......................18
     5.2 Formulating the goal predicate ......................19
     5.3 Replace set expressions .............................19
     5.4 Move logical negations inwards ......................20
     5.5 Replace comparisons and logical negations ...........20
     5.6 Conversion to canonical form ........................21
     5.7 Grouping of feature predicates ......................22
     5.8 Merge single-feature constraints ....................22
        5.8.1 Rules for simplifying ordered values............23
        5.8.2 Rules for simplifying unordered values..........23
   6. Other features and issues...............................24
     6.1 Named and auxiliary predicates ......................24
        6.1.1 Defining a named predicate......................24
        6.1.2 Invoking named predicates.......................25
        6.1.3 Auxiliary predicates in a filter................25
        6.1.4 Feature matching with named predicates..........25
        6.1.5 Example.........................................26
     6.2 Unit designations ...................................26
     6.3 Unknown feature value data types ....................27
   7. Examples and additional comments........................27
     7.1 Worked example ......................................27
     7.2 A note on feature tag scoping .......................31
   8. Security Considerations.................................34
   9. Acknowledgements........................................34
   10. References.............................................35
   11. Author's Address.......................................36
   Full Copyright Statement...................................37

1. Introduction

   A number of Internet application protocols have a need to provide
   content negotiation for the resources with which they interact [1].
   A framework for such negotiation is described in [2].  A part of this
   framework is a way to describe the range of media features which can
   be handled by the sender, recipient or document transmission format
   of a message.

   Descriptions of media feature capabilities need to be based upon some
   underlying vocabulary of individual media features.  A format for
   such a vocabulary and procedures for registering media features
   within this vocabulary are presented in [3].

   This document defines a syntax that can be used to describe feature
   sets which are formed from combinations and relations involving
   individual media features.  Such feature sets are used to describe
   the media handling capabilities of message senders, recipients and
   file formats.

   An algorithm for feature set matching is also described here.

   The feature set syntax is built upon the principle of using feature
   set predicates as "mathematical relations" which define constraints
   on feature handling capabilities.  This allows that the same form of
   feature set expression can be used to describe sender, receiver and
   file format capabilities.  This has been loosely modelled on the way
   that relational databases use Boolean expresions to describe a set of
   result values, and a syntax that is based upon LDAP search filters.

1.1 Structure of this document

   The main part of this memo addresses the following main areas:

   Section 2 introduces and references some terms which are used with
   special meaning.

   Section 3 introduces the concept of describing media handling
   capabilities as combinations of possible media features, and the idea
   of using Boolean expressions to express such combinations.

   Section 4 contains a description of a syntax for describing feature
   sets based on the previously-introduced idea of Boolean expressions
   used to describe media feature combinations.

   Section 5 describes an algorithm for feature set matching.

   Section 6 discusses some additional media feature description and
   processing issues that may be viewed as extensions to the core

   Section 7 contains a worked example of feature set matching, and some
   additional explanatory comments spurred by issues arising from
   applying this framework to fascimile transmissions.

1.2 Document terminology and conventions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in RFC 2119.

      NOTE:  Comments like this provide additional nonessential
      information about the rationale behind this document.  Such
      information is not needed for building a conformant
      implementation, but may help those who wish to understand the
      design in greater depth.

1.3 Discussion of this document

   Discussion of this document should take place on the content
   negotiation and media feature registration mailing list hosted by the
   Internet Mail Consortium (IMC):

   Please send comments regarding this document to:


   To subscribe to this list, send a message with the body 'subscribe'
   to "ietf-medfree-request@imc.org".

   To see what has gone on before you subscribed, please see the mailing
   list archive at:


2. Content feature terminology and definitions

   Feature Collection
      is a collection of different media features and associated values.
      This might be viewed as describing a specific rendering of a
      specific instance of a document or resource by a specific

   Feature Set
      is a set of zero, one or more feature collections.

      NOTE:  this term is used slightly differently by earlier work on
      Transparent Content Negotiation in HTTP [4].

   Feature set predicate
      A function of an arbitrary feature collection value which returns
      a Boolean result.  A TRUE result is taken to mean that the
      corresponding feature collection belongs to some set of media
      feature handling capabilities defined by this predicate.

   Other terms used in this memo are defined in [2].

3. Media feature combinations and capabilities

3.1 Media features

   This memo assumes that individual media feature values are simple
   atomic values:

      o  Boolean values.

      o  Enumerated values.

      o  Text string values (treated as atomic entities, like enumerated
         value tokens).

      o  Numeric values (Integer or rational).

   These values all have the property that they can be compared for
   equality ('='), and that numeric and ordered enumeration values can
   be compared for less-than and greater-than relationship ('<=', '>=').
   These basic comparison operations are used as the primitive building
   blocks for more comprehensive capability expressions.

3.2 Media feature collections and sets

   Any single media feature value can be thought of as just one
   component of a feature collection that describes some instance of a
   resource (e.g. a printed document, a displayed image, etc.).  Such a
   feature collection consists of a number of media feature tags (each
   per [3]) and associated feature values.

   A feature set is a set containing a number of feature collections.
   Thus, a feature set can describe a number of different data resource
   instances.  These can correspond to different treatments of a single
   data resource (e.g. different resolutions used for printing a given
   document), a number of different data resources subjected to a common
   treatment (e.g. the range of different images that can be rendered on
   a given display), or some combination of these (see examples below).

   Thus, a description of a feature set can describe the capabilities of
   a data resource or some entity that processes or renders a data

3.3 Media feature set descriptions

   A feature set may be unbounded.  For example, in principle, there is
   no limit on the number of different documents that may be output
   using a given printer.  But to be practically useful, a feature set
   description must be finite.

   The general approach to describing feature sets is to start from the
   assumption that anything is possible;  i.e. the feature set contains
   all possible document instances (feature collections).  Then
   constraints are applied that progressively remove document instances
   from this set;  e.g. for a monochrome printer, all document instances
   that use colour are removed, or for a document that must be rendered
   at some minimum resolution, all document instances with lesser
   resolutions are removed from the set.  The mechanism used to remove
   document instances from the set is the mathematical idea of a
   "relation";  i.e. a Boolean function (a "predicate") that takes a
   feature collection parameter and returns a Boolean value that is TRUE
   if the feature collection describes an acceptable document instance,
   or FALSE if it describes one that is excluded.

       P(C) = TRUE <- : -> P(C) = FALSE
           +----------:----------+  This box represents some
           |          :          |  set of feature collections (C)
           | Included : Excluded |  that is constrained by the
           |          :          |  predicate P.

   The result of applying a series of such constraints is a smaller set
   of feature collections that represent some media handling capability.
   Where the individual constraints are represented by predicates that
   each describe some media handling capability, the combined effect of
   these constraints is some subset of the individual constraint
   capabilities that can be represented by a predicate that is the
   logical-AND of the individual constraint predicates.

3.4 Media feature combination scenario

   This section develops some example scenarios, introducing the
   notation that is defined formally in section 4.

3.4.1 Data resource options

   The following expression describes a data resource that can be
   displayed either:
   (a)  as a 750x500 pixel image using 15 colours, or
   (b)  at 150dpi on an A4 page.

      (| (& (pix-x=750) (pix-y=500) (color=15) )
         (& (dpi>=150) (papersize=iso-A4) ) )

3.4.2 Recipient capabilities

   The following expression describes a receiving system that has:
   (a)  a screen capable of displaying 640*480 pixels and 16 million
        colours (24 bits per pixel), 800*600 pixels and 64 thousand
        colours (16 bits per pixel) or 1024*768 pixels and 256 colours
        (8 bits per pixel), or
   (b)  a printer capable of rendering 300dpi on A4 paper.

         (| (& (| (& (pix-x<=640)  (pix-y<=480) (color<=16777216) )
                  (& (pix-x<=800)  (pix-y<=600) (color<=65535) )
                  (& (pix-x<=1024) (pix-y<=768) (color<=256) ) )
               (ua-media=screen) )
            (& (dpi=300)
               (ua-media=stationery) (papersize=iso-A4) ) )

   Note that this expression says nothing about the colour or grey-scale
   capabilities of the printer.  In the scheme presented here, it is
   presumed to be unconstrained in this respect (or, more realistically,
   any such constraints are handled out-of-band by anyone sending to
   this recipient).

3.4.3 Combined options

   The following example describes the range of document representations
   available when the resource described in the first example above is
   sent to the recipient described in the second example.  This is the
   result of combining their capability feature sets:

         (| (& (pix-x=750) (pix-y=500) (color=15) )
            (& (dpi=300) (ua-media=stationery) (papersize=iso-A4) ) )

   The feature set described by this expression is the intersection of
   the sets described by the previous two capability expressions.

3.5 Feature set predicates

   There are many ways of representing a predicate.  The ideas in this
   memo were inspired by the programming language Prolog [5], and its
   use of predicates to describe sets of objects.

   For the purpose of media feature descriptions in networked
   application protocols, the format used for LDAP search filters [7,8]
   has been adopted, because it is a good match for the requirements of
   capability identification, and has a very simple structure that is
   easy to parse and process.

3.5.1 Comparison with directory search filters

   Observe that a feature collection is similar to a directory entry, in
   that it consists of a collection of named values.  Further, the
   semantics of the mechanism for selecting feature collections from a
   feature set is in many respects similar to selection of directory
   entries from a directory.

   A feature set predicate used to describe media handling capabilities
   is implicitly applied to some feature collection.  Within the
   predicate, members of the feature collection are identified by their
   feature tags, and are compared with known feature values.  (Compare
   with the way an LDAP search filter is applied to a directory entry,
   whose members are identified by attribute type names, and compared
   with known attribute values.)

   For example, in:

      (& (dpi>=150) (papersize=iso-A4) )

   the tokens 'dpi' and 'papersize' are feature tags, and '150' and '
   iso-A4' are feature values.  (In a corresponding LDAP search filter,
   they would be directory entry attribute types and attribute values.)

   Differences between directory selection (per [7]) and feature set
   selection are:

      o  Directory selection provides substring-, approximate- and
         extensible- matching for attribute values.  Such matching is
         not provided for feature set selection.

      o  Directory selection may be based on the presence of an
         attribute without regard to its value.  Within the semantic
         framework described by this document, Boolean-valued feature
         tests can be used to provide a similar effect.

      o  Directory selection provides for matching rules that test for
         the presence or absence of a named attribute type.

      o  Directory selection provides for matching rules which are
         dependent upon the declared data type of an attribute value.

      o  Feature selection provides for the association of a quality
         value with a feature predicate as a way of ranking the selected
         value collections.

   Within the semantic framework described by this document, Boolean-
   valued feature tests can be used where presence tests would be used
   in a directory search filter.

   The idea of extensible matching and matching rules dependent upon
   data types are facets of a problem not addressed by this memo, but
   which do not necessarily affect the feature selection syntax.  An
   aspect that might bear on the syntax would be specification of an
   explicit matching rule as part of a selection expression.

3.6 Describing preferences

   A convenient way to describe preferences is by numeric "quality

   It has been suggested that numeric quality values are potentially
   misleading if used as more than just a way of ranking options.  For
   the purposes of this memo, ranking of options is sufficient.

   Numeric quality values in the range 0 to 1, with up to 3 fractional
   digits, are used to rank feature sets according to preference.
   Higher values are preferred over lower values, and equal values are
   presumed to be equally preferred.  Beyond this, the actual number
   used has no significance defined here.  Arithmetic operations on
   quality values are likely to produce unpredictable results unless
   appropriate semantics have been defined for the context where such
   operations are used.

   In the absence of any explicitly applied quality value, a value of
   "1" is assumed.

   Using the notation defined later, a quality value may be attached to
   any feature set predicate sub-expression:

      (| (& (pix-x=750) (pix-y=500) (color=15) );q=0.8
         (& (dpi>=150) (papersize=iso-A4) )     ;q=0.7 )

   Section 3.7 below explains that quality values attached to
   sub-expressions are not always useful.

      NOTE:  the syntax for quality values used here taken from
      that defined for HTTP 'Accept:' headers in RFC 2068 [9],
      section 3.9.  However, the use of quality values defined
      here does not go as far as that defined in RFC 2068.

3.7 Combining preferences

   The general problem of describing and combining preferences among
   feature sets is very much more complex than simply describing
   allowable feature sets.  For example, given two feature sets:

      (& (a1);q=0.8 (b1);q=0.7 )
      (& (a2);q=0.5 (b2);q=0.9 )

      feature a1 is preferred over a2
      feature b2 is preferred over b1

   Which of these feature sets is preferred?  In the absence of
   additional information or assumptions, there is no generally
   satisfactory answer to this.

   The proposed resolution of this issue is simply to say that no rules
   are provided for combining preference information.  Applied to the
   above example, any preference information about (a1) in relation to
   (a2), or (b1) in relation to (b2) is not presumed to convey
   information about preference of (& (a1) (b1) ) in relation to (& (a2)
   (b2) ).

   In practical terms, this restricts the application of preference
   information to top-level predicate clauses.  A top-level clause
   completely defines an allowable feature set;  clauses combined by
   logical-AND operators cannot be top-level clauses (see canonical
   format for feature set predicates, described later).

      NOTE: This memo does not apply specific meaning to quality values
      or rules for combining them.  Application of such meanings and
      rules is not prohibited, but is seen as an area for continuing
      research and experimentation.

      An example of a design that uses extended quality value semantics
      and combining operations is "Transparent Content Negotiation in
      HTTP" [4].  Other work that also extends quality values is the
      content negotiation algorithm in the Apache HTTP server [14].

4. Feature set representation

   The foregoing sections have described a framework for defining
   feature sets with predicates applied to feature collections.  This
   section presents a concrete representation for feature set

4.1 Textual representation of predicates

   The text representation of a feature set is based on RFC 2254 "The
   String Representation of LDAP Search Filters" [8], excluding those
   elements not relevant to feature set selection (discussed above), and
   adding elements specific to feature set selection (e.g. options to
   associate quality values with predicates).

   The format of a feature predicate is defined by the production for
   "filter" in the following, using the syntax notation and core rules
   of RFC 2234 [10]:

      filter     =  "(" filtercomp ")" *( ";" parameter )
      parameter  =  "q" "=" qvalue
                 /  ext-param "=" ext-value
      qvalue     =  ( "0" [ "." 0*3DIGIT ] )
                 /  ( "1" [ "." 0*3("0") ] )
      ext-param  =  ALPHA *( ALPHA / DIGIT / "-" )
      ext-value  =  <parameter value, according to the named parameter>
      filtercomp =  and / or / not / item
      and        =  "&" filterlist
      or         =  "|" filterlist
      not        =  "!" filter
      filterlist =  1*filter
      item       =  simple / set / ext-pred
      set        =  attr "=" "[" setentry *( "," setentry ) "]"
      setentry   =  value "/" range
      range      =  value ".." value
      simple     =  attr filtertype value
      filtertype =  equal / greater / less
      equal      =  "="
      greater    =  ">="
      less       =  "<="
      attr       =  ftag
      value      =  fvalue
      ftag       =  <Feature tag, as defined in RFC 2506 [3]>
      fvalue     =  Boolean / number / token / string
      Boolean    =  "TRUE" / "FALSE"
      number     =  integer / rational
      integer    =  [ "+" / "-" ] 1*DIGIT
      rational   =  [ "+" / "-" ] 1*DIGIT "/" 1*DIGIT

      token      =  ALPHA *( ALPHA / DIGIT / "-" )
      string     =  DQUOTE *(%x20-21 / %x23-7E) DQUOTE
                    ; quoted string of SP and VCHAR without DQUOTE
      ext-pred   =  <Extension constraint predicate, not defined here>

   (Subject to constraints imposed by the protocol that carries a
   feature predicate, whitespace characters may appear between any pair
   of syntax elements or literals that appear on the right hand side of
   these productions.)

   As described, the syntax permits parameters (including quality
   values) to be attached to any "filter" value in the predicate (not
   just top-level values).  Only top-level quality values are
   recognized.  If no explicit quality value is given, a value of '1.0'
   is applied.

      NOTE:  The flexible approach to quality values and other parameter
      values in this syntax has been adopted for two reasons:  (a) to
      make it easy to combine separately constructed feature predicates,
      and (b) to provide an extensible tagging mechanism for possible
      future use (for example, to incorporate a conceivable requirement
      to explicitly specify a matching rule).

4.2 Interpretation of feature predicate syntax

   A feature set predicate is described by the syntax production for '

4.2.1 Filter syntax

   A 'filter' is defined as either a simple feature comparison ('item',
   see below) or a composite filter ('and', 'or', 'not'), decorated with
   optional parameter values (including "q=qvalue").

   A composite filter is a logical combination of one or more 'filter'

   (& f1 f2 ... fn )   is the logical-AND of the filter values 'f1',
                       'f2' up to 'fn'.  That is, it is satisfied by
                       any feature collection that satisfies all of
                       the predicates represented by those filters.

   (| f1 f2 ... fn )   is the logical-OR of the filter values 'f1',
                       'f2' up to 'fn'.  That is, it is satisfied by
                       any feature collection that satisfies at least
                       one of the predicates represented by those

   (! f1 )             is the logical negation of the filter value
                       'f1'.  That is, it is satusfied by any feature
                       collection that does NOT satisfy the predicate
                       represented by 'f1'.

4.2.2 Feature comparison

   A feature comparison is defined by the 'simple' option of the syntax
   production for 'item'. There are three basic forms:

   (ftag=value)        compares the feature named 'ftag' (in some
                       feature collection that is being tested) with
                       the supplied 'value', and matches if they are
                       equal.  This can be used with any type of
                       feaure value (numeric, Boolean, token or

   (ftag<=value)       compares the numeric feature named 'ftag' with
                       the supplied 'value', and matches if the
                       feature is less than or equal to 'value'.

   (ftag>=value)       compares the numeric feature named 'ftag' with
                       the supplied 'value', and matches if the
                       feature is greater than or equal to 'value'.

   Less-than and greater-than tests may be performed with feature values
   that are not numeric but, in general, they amount to equality tests
   as there is no ordering relation on non-numeric values defined by
   this specification.  Specific applications may define such ordering
   relations on specific feature tags, but such definitions are beyond
   the scope of (and not required for conformance to) this

4.2.3 Feature tags

   Feature tags conform to the syntax given in "Media Feature Tag
   Registration Procedure" [3].  Feature tags used to describe
   capabilities should be registered using the procedures described in
   that memo.  Unregistered feature tags should be allocated in the "URI
   tree", as discussed in the media feature registration procedures memo

   If an unrecognized feature tag is encountered in the course of
   feature set predicate processing, it should be still be processed as
   a legitimate feature tag.  The feature set matching rules are
   designed to allow new feature tags to be introduced without affecting
   the validity of existing capability assertions.

4.2.4 Feature values

   A feature may have a number, Boolean, token or string value. Boolean values

   A Boolean is simply a token with two predefined values: "TRUE" and
   "FALSE".  (Upper- or lower- case letters may be used in any
   combination.) Numeric values

   A numeric value is either a decimal integer, optionally preceded by a
   "+" or "-" sign, or rational number.

   A rational number is expressed as "n/m", optionally preceded by a "+"
   or "-" sign.  The "n" and "m" are unsigned decimal integers, and the
   value represented by "n/m" is "n" divided by "m".  Thus, the
   following are all valid representations of the number 1.5:


   Thus, several rational number forms may express the same value.  A
   canonical form of rational number is obtained by finding the highest
   common factor of "n" and "m", and dividing both "n" and "m" by that

   A simple integer value may be used anywhere in place of a rational
   number.  Thus, we have:

      +5 is equivalent to +5/1 or +50/10, etc.
      -2 is equivalent to -2/1 or -4/2, etc.

   Any sign in a rational number must precede the entire number, so the
   following are not valid rational numbers:

      3/+2, 15/-10      (**NOT VALID**) Token values

   A token value is any sequence of letters, digits and '-' characters
   that conforms to the syntax for 'token' given above.  It is a name
   that stands for some (unspecified) value. String values

   A string value is any sequence of characters enclosed in double
   quotes that conform to the syntax for 'string' given above.

   The semantics of string defined by this memo are the same as those
   for a token value.  But a string allows a far greater variety of
   internal formats, and specific applications may choose to interpret
   the content in ways that go beyond those given here.  Where such
   interpretation is possible, the allowed string formats and the
   corresponding interpretations should be indicated in the media
   feature registration (per RFC 2506 [3]).

4.2.5 Notational conveniences

   The 'set' option of the syntax production for 'item' is simply a
   shorthand notation for some common situations that can be expressed
   using 'simple' constructs.  Occurrences of 'set' items can eliminated
   by applying the following identities:

      T = [ E1, E2, ... En ]  -->  (| (T=[E1]) (T=[E2]) ... (T=[En]) )
      (T=[R1..R2])            -->  (& (T>=R1) (T<=R2) )
      (T=[E])                 -->  (T=E)


   The expression:
      ( paper-size=[A4,B4] )
   can be used to express a capability to print documents on either A4
   or B4 sized paper.

   The expression:
      ( width=[4..17/2] )
   might be used to express a capability to print documents that are
   anywhere between 4 and 8.5 inches wide.

   The set construct is designed so that enumerated values and ranges
   can be combined in a single expression, e.g.:
      ( width=[3,4,6..17/2] )

4.3 Feature set definition example

   The following is an example of a feature predicate that describes a
   number of image size and resolution combinations, presuming the
   registration and use of 'Pix-x', 'Pix-y', 'Res-x' and 'Res-y' feature

      (| (& (Pix-x=1024)

            (| (& (Res-x=150) (Res-y=150) )
               (& (Res-x=150) (Res-y=300) )
               (& (Res-x=300) (Res-y=300) )
               (& (Res-x=300) (Res-y=600) )
               (& (Res-x=600) (Res-y=600) ) ) )
         (& (Pix-x=800)
            (| (& (Res-x=150) (Res-y=150) )
               (& (Res-x=150) (Res-y=300) )
               (& (Res-x=300) (Res-y=300) )
               (& (Res-x=300) (Res-y=600) )
               (& (Res-x=600) (Res-y=600) ) ) ) ;q=0.9
         (& (Pix-x=640)
            (| (& (Res-x=150) (Res-y=150) )
               (& (Res-x=150) (Res-y=300) )
               (& (Res-x=300) (Res-y=300) )
               (& (Res-x=300) (Res-y=600) )
               (& (Res-x=600) (Res-y=600) ) ) ) ;q=0.8 )

5. Matching feature sets

   This section presents a procedure for combining feature sets to
   determine the common feature collections to which they refer, if
   there are any.  Making a selection from the possible feature
   collections (based on q-values or otherwise) is not covered here.

   Matching a feature set to some given feature collection is
   essentially very straightforward:  the feature set predicate is
   simply evaluated for the given feature collection, and the result
   (TRUE or FALSE) indicates whether the feature collection matches the
   capabilities, and the associated quality value can be used for
   selecting among alternative feature collections.

   Matching a feature set to some other feature set is less
   straightforward.  Here, the problem is to determine whether or not
   there is at least one feature collection that matches both feature
   sets (e.g. is there an overlap between the feature capabilities of a
   given file format and the feature capabilities of a given recipient?)

   This feature set matching is accomplished by logical manipulation of
   the predicate expressions as described in the following sub-sections.

   For this procedure to work reliably, the predicates must be reduced
   to a canonical form.  The canonical form used here is "disjunctive
   normal form".  A syntax for disjunctive normal form is:

      filter     =  orlist
      orlist     =  "(" "|" andlist ")" / term
      andlist    =  "(" "&" termlist ")" / term
      termlist   =  1*term
      term       =  "(" "!" simple ")" / simple

   where "simple" is as described previously in section 4.1.  Thus, the
   canonicalized form has at most three levels:  an outermost "(|...)"
   disjunction of "(&...)" conjunctions of possibly negated feature
   value tests.

      NOTE:  The usual canonical form for predicate expressions is
      "clausal form".  Procedures for converting general predicate
      expressions are given in [5] (section 10.2), [11] (section 2.13)
      and [12] (section 5.3.2).

      "Clausal form" for a predicate is similar to "conjunctive normal
      form" for a proposition, being a conjunction (logical AND) of
      disjunctions (logical ORs).  The related form used here, better
      suited to feature set matching, is "disjunctive normal form",
      which is a logical disjunction (OR) of conjunctions (ANDs).  In
      this form, the aim of feature set matching is to show that at
      least one of the disjunctions can be satisfied by some feature

      Is this consideration of canonical forms really required?  After
      all, the feature predicates are just Boolean expressions, aren't
      they?  Well, no: a feature predicate is a Boolean expression
      containing primitive feature value tests (comparisons),
      represented by 'item' in the feature predicate syntax.  If these
      tests could all be assumed to be independently TRUE or FALSE, then
      each could be regarded as an atomic proposition, and the whole
      predicate could be dealt with according to the (relatively simple)
      rules of Propositional Calculus.

      But, in general, the same feature tag may appear in more than one
      predicate 'item', so the tests cannot be regarded as independent.
      Indeed, interdependence is needed in any meaningful application of
      feature set matching, and it is important to capture these
      dependencies (e.g. does the set of resolutions that a sender can
      supply overlap the set of resolutions that a recipient can
      handle?).  Thus, we have to deal with elements of the Predicate
      Calculus, with some additional rules for algebraic manipulation.

      A description of both the Propositional and Predicate calculi can
      be found in [12].

      We aim to show that these additional rules are more unfamiliar
      than complicated.  The construction and use of feature predicates
      actually avoids some of the complexity of dealing with fully-
      generalized Predicate Calculus.

5.1 Feature set matching strategy

   The overall strategy for matching feature sets, expanded below, is:

   1. Formulate the feature set match hypothesis.

   2. Replace "set" expressions with equivalent comparisons.

   3. Move logical negations "inwards", so that they are all applied
      directly to feature comparisons.

   4. Eliminate logical negations, and express all feature comparisons
      in terms of just four comparison operators

   5. Reduce the hypothesis to canonical disjunctive normal form (a
      disjunction of conjunctions).

   6. For each of the conjunctions, attempt to show that it can be
      satisfied by some feature collection.

      6.1  Separate the feature value tests into independent feature
         groups, such that each group contains tests involving just one
         feature tag.  Thus, no predicate in a feature group contains a
         feature tag that also appears in some other group.

      6.2  For each feature group, merge the various constraints to a
         minimum form.  This process either yields a reduced expression
         for the allowable range of feature values, or an expression
         containing the value FALSE, which is an indication that no
         combination of feature values can satisfy the constraints (in
         which case the corresponding conjunction can never be

   7. If the remaining disjunction contains at least one satisfiable
      conjunction, then the constraints are shown to be satisfiable.

   The final expression obtained by this procedure, if it is non-empty,
   can be used as a statement of the resulting feature set for possible
   further matching operations.  That is, it can be used as a starting
   point for combining with additional feature set constraint predicate
   to determine a feature set that is constrained by the capabilities of
   several entities in a message transfer path.

      NOTE: as presented, the feature matching process evaluates (and
      stores) all conjunctions of the disjunctive normal form before
      combining feature tag comparisons and eliminating unsatisfiable
      conjunctions.  For low-memory systems an alternative approach is
      possible, in which each normal form conjunction is enumerated and
      evaluated in turn, with only those that are satisfiable being
      retained for further use.

5.2 Formulating the goal predicate

   A formal statement of the problem we need to solve can be given as:
   given two feature set predicates, '(P x)' and '(Q x)', where 'x' is
   some feature collection, we wish to establish the truth or otherwise
   of the proposition:

      EXISTS(x) : (P x) AND (Q x)

   i.e. does there exist a feature collection 'x' that satisfies both
   predicates, 'P' and 'Q'?

   Then, if feature sets to be matched are described by predicates 'P'
   and 'Q', the problem is to determine if there is any feature set
   satisfying the goal predicate:

      (& P Q)

   i.e. to determine whether the set thus described is non-empty.

5.3 Replace set expressions

   Replace all "set" instances in the goal predicate with equivalent
   "simple" forms:

      T = [ E1, E2, ... En ]  -->  (| (T=[E1]) (T=[E2]) ... (T=[En]) )
      (T=[R1..R2])            -->  (& (T>=R1) (T<=R2) )
      (T=[E])                 -->  (T=E)

5.4 Move logical negations inwards

   The goal of this step is to move all logical negations so that they
   are applied directly to feature comparisons.  During the following
   step, these logical negations are replaced by alternative comparison

   This is achieved by repeated application of the following
   transformation rules:

      (! (& A1 A2 ... Am ) )  -->  (| (! A1 ) (! A2 ) ... (! Am ) )
      (! (| A1 A2 ... Am ) )  -->  (& (! A1 ) (! A2 ) ... (! Am ) )
      (! (! A ) )             -->  A

   The first two rules are extended forms of De Morgan's law, and the
   third is elimination of double negatives.

5.5 Replace comparisons and logical negations

   The predicates are derived from the syntax described previously, and
   contain primitive value testing functions '=', '<=', '>='.  The
   primitive tests have a number of well known properties that are
   exploited to reach a useful conclusion; e.g.

      (A = B)  & (B = C)  => (A = C)
      (A <= B) & (B <= C) => (A <= C)

   These rules form a core body of logic statements against which the
   goal predicate can be evaluated.  The form in which these statements
   are expressed is important to realizing an effective predicate
   matching algorithm (i.e. one that doesn't loop or fail to find a
   valid result).  The first step in formulating these rules is to
   simplify the framework of primitive predicates.

   The primitive predicates from which feature set definitions are
   constructed are '=', '<=' and '>='.  Observe that, given any pair of
   feature values, the relationship between them must be exactly one of
   the following:

      (LT a b): 'a' is less than 'b'.
      (EQ a b): 'a' is equal to 'b'.
      (GT a b): 'a' is greater than 'b'.
      (NE a b): 'a' is not equal to 'b', and is not less than
                or greater than 'b'.

   (The final case arises when two values are compared for which no
   ordering relationship is defined, and the values are not equal; e.g.
   two unequal string values.)

   These four cases can be captured by a pair of primitive predicates:

      (LE a b): 'a' is less than or equal to 'b'.
      (GE a b): 'a' is greater than or equal to 'b'.

   The four cases described above are prepresented by the following
   combinations of primitive predicate values:

      (LE a b)   (GE a b) | relationship
         TRUE      FALSE  | (LT a b)
         TRUE       TRUE  | (EQ a b)
        FALSE       TRUE  | (GT a b)
        FALSE      FALSE  | (NE a b)

   Thus, the original 3 primitive tests can be translated to
   combinations of just LE and GE, reducing the number of additional
   relationships that must be subsequently captured:

      (a <= b)  -->  (LE a b)
      (a >= b)  -->  (GE a b)
      (a = b)   -->  (& (LE a b) (GE a b) )

   Further, logical negations of the original 3 primitive tests can be
   eliminated by the introduction of 'not-greater' and 'not-less'

      (NG a b)  ==  (! (GE a b) )
      (NL a b)  ==  (! (LE a b) )

   using the following transformation rules:

      (! (a = b) )   -->  (| (NL a b) (NG a b) )
      (! (a <= b) )  -->  (NL a b)
      (! (a >= b) )  -->  (NG a b)

   Thus, we have rules to transform all comparisons and logical
   negations into combinations of just 4 relational operators.

5.6 Conversion to canonical form

      NOTE: Logical negations have been eliminated in the previous step.

   Expand bracketed disjunctions, and flatten bracketed conjunctions and

      (& (| A1 A2 ... Am ) B1 B2 ... Bn )
        -->  (| (& A1 B1 B2 ... Bn )
                (& A2 B1 B2 ... Bn )
                (& Am B1 B2 ... Bn ) )
      (& (& A1 A2 ... Am ) B1 B2 ... Bn )
        -->  (& A1 A2 ... Am B1 B2 ... Bn )
      (| (| A1 A2 ... Am ) B1 B2 ... Bn )
        -->  (| A1 A2 ... Am B1 B2 ... Bn )

   The result is in "disjunctive normal form", a disjunction of

      (| (& S11 S12 ... )
         (& S21 S22 ... )
         (& Sm1 Sm2 ... Smn ) )

   where the "Sij" elements are simple feature comparison forms
   constructed during the step at section 5.5.  Each term within the
   top-level "(|...)" construct represents a single possible feature set
   that satisfies the goal.  Note that the order of entries within the
   top-level '(|...)', and within each '(&...)', is immaterial.

   From here on, each conjunction '(&...)' is processed separately.
   Only one of these needs to be satisfiable for the original goal to be

   (A textbook conversion to clausal form [5,11] uses slightly different
   rules to yield a "conjunctive normal form".)

5.7 Grouping of feature predicates

      NOTE:  Remember that from here on, each conjunction is treated

   Each simple feature predicate contains a "left-hand" feature tag and
   a "right-hand" feature value with which it is compared.

   To arrange these into independent groups, simple predicates are
   grouped according to their left hand feature tag ('f').

5.8 Merge single-feature constraints

   Within each group, apply the predicate simplification rules given
   below to eliminate redundant single-feature constraints.  All
   single-feature predicates are reduced to an equality or range
   constraint on that feature, possibly combined with a number of non-
   equality statements.

   If the constraints on any feature are found to be contradictory (i.e.
   resolved to FALSE according to the applied rules), the containing
   conjunction is not satisfiable and may be discarded.  Otherwise, the
   resulting description is a minimal form of that particular
   conjunction of the feature set definition.

5.8.1 Rules for simplifying ordered values

   These rules are applicable where there is an ordering relationship
   between the given values 'a' and 'b':

      (LE f a)  (LE f b)      -->  (LE f a),   a<=b
                                   (LE f b),   otherwise
      (LE f a)  (GE f b)      -->  FALSE,      a<b
      (LE f a)  (NL f b)      -->  FALSE,      a<=b
      (LE f a)  (NG f b)      -->  (LE f a),   a<b
                                   (NG f b),   otherwise

      (GE f a)  (GE f b)      -->  (GE f a),   a>=b
                                   (GE f b),   otherwise
      (GE f a)  (NL f b)      -->  (GE f a)    a>b
                                   (NL f b),   otherwise
      (GE f a)  (NG f b)      -->  FALSE,      a>=b

      (NL f a)  (NL f b)      -->  (NL f a),   a>=b
                                   (NL f b),   otherwise
      (NL f a)  (NG f b)      -->  FALSE,      a>=b

      (NG f a)  (NG f b)      -->  (NG f a),   a<=b
                                   (NG f b),   otherwise

5.8.2 Rules for simplifying unordered values

   These rules are applicable where there is no ordering relationship
   applicable to the given values 'a' and 'b':

      (LE f a)  (LE f b)      -->  (LE f a),   a=b
                                   FALSE,      otherwise
      (LE f a)  (GE f b)      -->  FALSE,      a!=b
      (LE f a)  (NL f b)      -->  (LE f a)    a!=b
                                   FALSE,      otherwise
      (LE f a)  (NG f b)      -->  (LE f a),   a!=b
                                   FALSE,      otherwise

      (GE f a)  (GE f b)      -->  (GE f a),   a=b
                                   FALSE,      otherwise
      (GE f a)  (NL f b)      -->  (GE f a)    a!=b
                                   FALSE,      otherwise
      (GE f a)  (NG f b)      -->  (GE f a)    a!=b
                                   FALSE,      otherwise

      (NL f a)  (NL f b)      -->  (NL f a),   a=b
      (NL f a)  (NG f b)      -->  (NL f a),   a=b

      (NG f a)  (NG f b)      -->  (NG f a),   a=b

6. Other features and issues

6.1 Named and auxiliary predicates

   Named and auxiliary predicates can serve two purposes:

      (a)  making complex predicates easier to write and understand, and

      (b)  providing a possible basis for naming and registering feature

6.1.1 Defining a named predicate

   A named predicate definition has the following form:

      named-pred =  "(" fname *pname ")" ":-" filter
      fname      =  ftag        ; Feature predicate name
      pname      =  token       ; Formal parameter name

   'fname' is the name of the predicate.

   'pname' is the name of a formal parameter which may appear in the
   predicate body, and which is replaced by some supplied value when the
   predicate is invoked.

   'filter' is the predicate body. It may contain references to the
   formal parameters, and may also contain references to feature tags
   and other values defined in the environment in which the predicate is
   invoked.  References to formal parameters may appear anywhere where a
   reference to a feature tag ('ftag') is permitted by the syntax for '

   The only specific mechanism defined by this memo for introducing a
   named predicate into a feature set definition is the "auxiliary
   predicate" described later.  Specific negotiating protocols or other
   specifications may define other mechanisms.

      NOTE:  There has been some suggestion of creating a registry for
      feature sets as well as individual feature values.  Such a
      registry might be used to introduce named predicates corresponding
      to these feature sets into the environment of a capability
      assertion.  Further discussion of this idea is beyond the scope of
      this memo.

6.1.2 Invoking named predicates

   Assuming a named predicate has been introduced into the environment
   of some other predicate, it can be invoked by a filter 'ext-pred' of
   the form:

      ext-pred   =  fname *param
      param      =  expr

   The number of parameters must match the definition of the named
   predicate that is invoked.

6.1.3 Auxiliary predicates in a filter

   A auxiliary predicate is attached to a filter definition by the
   following extension to the "filter" syntax:

      filter     =/ "(" filtercomp *( ";" parameter ) ")"
                    "where" 1*( named-pred ) "end"

   The named predicates introduced by "named-pred" are visible from the
   body of the "filtercomp" of the filter to which they are attached,
   but are not visible from each other.  They all have access to the
   same environment as "filter", plus their own formal parameters.
   (Normal scoping rules apply: a formal parameter with the same name as
   a value in the environment of "filter" effectively hides the
   environment value from the body of the predicate to which it

      NOTE:  Recursive predicates are not permitted.  The scoping rules
      should ensure this.

6.1.4 Feature matching with named predicates

   The preceding procedures can be extended to deal with named
   predicates simply by instantiating (i.e. substituting) the predicates
   wherever they are invoked, before performing the conversion to
   disjunctive normal form.  In the absence of recursive predicates,
   this procedure is guaranteed to terminate.

   When substituting the body of a precdicate at its point of
   invocation, instances of formal parameters within the predicate body
   must be replaced by the corresponding actual parameter from the point
   of invocation.

6.1.5 Example

   This example restates that given in section 4.3 using an auxiliary
   predicate named 'Res':

      (| (& (Pix-x=1024) (Pix-y=768) (Res Res-x Res-y) )
         (& (Pix-x=800)  (Pix-y=600) (Res Res-x Res-y) );q=0.9
         (& (Pix-x=640)  (Pix-y=480) (Res Res-x Res-y) );q=0.8 )
      (Res Res-x Res-y) :-
         (| (& (Res-x=150) (Res-y=150) )
            (& (Res-x=150) (Res-y=300) )
            (& (Res-x=300) (Res-y=300) )
            (& (Res-x=300) (Res-y=600) )
            (& (Res-x=600) (Res-y=600) ) )

   Note that the formal parameters of "Res", "Res-x" and "Res-y",
   prevent the body of the named predicate from referencing similarly-
   named feature values.

6.2 Unit designations

   In some exceptional cases, there may be differing conventions for the
   units of measurement of a given feature.  For example, resolution is
   commonly expressed as dots per inch (dpi) or dots per centimetre
   (dpcm) in different applications (e.g. printing vs faxing).

   In such cases, a unit designator may be appended to a feature value
   according to the conventions indicated below (see also [3]).  These
   considerations apply only to features with numeric values.

   Every feature tag has a standard unit of measurement.  Any expression
   of a feature value that uses this unit is given without a unit
   designation -- this is the normal case.  When the feature value is
   expressed in some other unit, a unit designator is appended to the
   numeric feature value.

   The registration of a feature tag indicates the standard unit of
   measurement for a feature, and also any alternate units and
   corresponding unit designators that may be used, according to RFC
   2506 [3].

   Thus, if the standard unit of measure for resolution is 'dpcm', then
   the feature predicate '(res=200)' would be used to indicate a
   resolution of 200 dots-per-centimetre, and '(res=72dpi)' might be
   used to indicate 72 dots-per-inch.

   Unit designators are accommodated by the following extension to the
   feature predicate syntax:

      fvalue     =/ number *WSP token

   When performing feature set matching, feature comparisons with and
   without unit designators, or feature comparisons with different unit
   designators, are treated as if they were different features.  Thus,
   the feature predicate '(res=200)' would not, in general, fail to
   match with the predicate '(res=200dpi)'.

      NOTE:  A protocol processor with specific knowledge of the feature
      and units concerned might recognize the relationship between the
      feature predicates in the above example, and fail to match these

      This appears to be a natural behaviour in this simple example, but
      can cause additional complexity in more general cases.
      Accordingly, this is not considered to be required or normal
      behaviour.  It is presumed that an application concerned will
      ensure consistent feature processing by adopting a consistent unit
      for any given feature.

6.3 Unknown feature value data types

   This memo has dealt with feature values that have well-understood
   comparison properties: numbers, with equality, less-than, greater-
   than relationships, and other values with equality relationships

   Some feature values may have comparison operations that are not
   covered by this framework.  For example, strings containing multi-
   part version numbers: "x.y.z".  Such feature comparisons are not
   covered by this memo.

   Specific applications may recognize and process feature tags that are
   associated with such values.  Future work may define ways to
   introduce new feature value data types in a way that allows them to
   be used by applications that do not contain built-in knowledge of
   their properties.

7. Examples and additional comments

7.1 Worked example

   This example considers sending a document to a high-end black-and-
   white fax system with the following receiver capabilities:

      (& (dpi=[200,300])
         (grey=2) (color=0)
         (image-coding=[MH,MR]) )

   Turning to the document itself, assume it is available to the sender
   in three possible formats, A4 high resolution, B4 low resolution and
   A4 high resolution colour, described by:

      (& (dpi=300)
         (image-coding=MR) )

      (& (dpi=200)
         (image-coding=[MH,MMR]) )

      (& (dpi=300) (dpi-xyratio=1)
         (image-coding=JPEG) )

   These three image formats can be combined into a composite capability
   statement by a logical-OR operation (to describe format-1 OR format-2
   OR format-3):

      (| (& (dpi=300)
            (image-coding=MR) )
         (& (dpi=200)
            (image-coding=[MH,MMR]) )
         (& (dpi=300)
            (image-coding=JPEG) ) )

   The composite document description can be matched with the receiver
   capability description by combining the capability descriptions with
   a logical AND operation:

      (& (& (dpi=[200,300])
              (grey=2) (color=0)
            (image-coding=[MH,MR]) )
         (| (& (dpi=300)
               (image-coding=MR) )
            (& (dpi=200)
               (image-coding=[MH,MMR]) )
            (& (dpi=300)

               (image-coding=JPEG) ) ) )

   -->  Expand value-set notation:

      (& (& (| (dpi=200) (dpi=300) )
            (grey=2) (color=0)
            (| (image-coding=MH) (image-coding=MR) ) )
         (| (& (dpi=300)
               (image-coding=MR) )
            (& (dpi=200)
               (| (image-coding=MH) (image-coding=MMR) ) )
            (& (dpi=300)
               (image-coding=JPEG) ) ) )

   -->  Flatten nested '(&...)':

      (& (| (dpi=200) (dpi=300) )
         (grey=2) (color=0)
         (| (image-coding=MH) (image-coding=MR) )
         (| (& (dpi=300)
               (image-coding=MR) )
            (& (dpi=200)
               (| (image-coding=MH) (image-coding=MMR) ) )
            (& (dpi=300)
               (image-coding=JPEG) ) ) )

   -->  (distribute '(&...)' over inner '(|...)'):

      (& (| (dpi=200) (dpi=300) )
         (grey=2) (color=0)
         (| (image-coding=MH) (image-coding=MR) )
         (| (& (dpi=300) (grey=2) (image-coding=MR) )
            (& (dpi=200) (grey=2) (image-coding=MH) )
            (& (dpi=200) (grey=2) (image-coding=MMR) )
            (& (dpi=300) (color<=256) (image-coding=JPEG) ) ) )

   -->  continue to distribute '(&...)' over '(|...)', and flattening
        nested '(&...)' and '(|...)' ...:

      (| (& (dpi=200) (grey=2) (color=0) (image-coding=MH)
            (| (& (dpi=300) (grey=2) (image-coding=MR) )

               (& (dpi=200) (grey=2) (image-coding=MH) )
               (& (dpi=200) (grey=2) (image-coding=MMR) )
               (& (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MR)
            (| (& (dpi=300) (grey=2) (image-coding=MR) )
               (& (dpi=200) (grey=2) (image-coding=MH) )
               (& (dpi=200) (grey=2) (image-coding=MMR) )
               (& (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MH)
            (| (& (dpi=300) (grey=2) (image-coding=MR) )
               (& (dpi=200) (grey=2) (image-coding=MH) )
               (& (dpi=200) (grey=2) (image-coding=MMR) )
               (& (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MR)
            (| (& (dpi=300) (grey=2) (image-coding=MR) )
               (& (dpi=200) (grey=2) (image-coding=MH) )
               (& (dpi=200) (grey=2) (image-coding=MMR) )
               (& (dpi=300) (color<=256) (image-coding=JPEG) ) ) ) )

   -->  ... until normal form is achieved:

      (| (& (dpi=200) (grey=2) (color=0) (image-coding=MH)
            (dpi=300) (grey=2) (image-coding=MR) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MR)
            (dpi=300) (grey=2) (image-coding=MR) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MH)
            (dpi=300) (grey=2) (image-coding=MR) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MR)
            (dpi=300) (grey=2) (image-coding=MR) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MH)
            (dpi=200) (grey=2) (image-coding=MH) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MR)
            (dpi=200) (grey=2) (image-coding=MH) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MH)
            (dpi=200) (grey=2) (image-coding=MH) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MR)
            (dpi=200) (grey=2) (image-coding=MH) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MH)
            (dpi=200) (grey=2) (image-coding=MMR) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MR)
            (dpi=200) (grey=2) (image-coding=MMR) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MH)
            (dpi=200) (grey=2) (image-coding=MMR) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MR)
            (dpi=200) (grey=2) (image-coding=MMR) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MH)
            (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MR)

            (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MH)
            (dpi=300) (color<=256) (image-coding=JPEG) ) ) )
         (& (dpi=300) (grey=2) (color=0) (image-coding=MR)
            (dpi=300) (color<=256) (image-coding=JPEG) ) )

   -->  Group terms in each conjunction by feature tag:

      (| (& (dpi=200) (dpi=300) (grey=2) (grey=2) (color=0)
            (image-coding=MH) (image-coding=MR) )
         (& (dpi=200) (dpi=300) (grey=2) (grey=2) (color=0)
            (image-coding=MR) (image-coding=MR) )
         (& (dpi=300) (dpi=300) (grey=2) (color=0) (color<=256)
            (image-coding=MR) (image-coding=JPEG) ) )

   -->  Combine feature tag comparisons and eliminate unsatisfiable

      (| (& (dpi=300) (grey=2) (color=0) (image-coding=MR) )
         (& (dpi=200) (grey=2) (color=0) (image-coding=MH) ) )

   Thus, we see that this combination of sender and receiver options can
   transfer a bi-level image, either at 300dpi using MR coding, or at
   200dpi using MH coding.

   Points to note about the feature matching process:

      o  The colour document option is eliminated because the receiver
         cannot handle either colour (indicated by '(color=0)') or JPEG

      o  The high resolution version of the document with '(dpi=300)'
         must be sent using '(image-coding=MR)' because this is the only
         available coding of the image data that the receiver can use
         for high resolution documents.  (The available 300dpi document
         codings here are MMR and MH, and the receiver capabilities are
         MH and MR.)

7.2 A note on feature tag scoping

   This section contains some additional commentary on the
   interpretation of feture set predicates.  It does not extend or
   modify what has been described previously.  Rather, it attempts to
   clarify an area of possible misunderstanding.

   The essential fact that needs to be established here is:

      Within a given feature collection, each feature tag may have only
      one value.

   This idea is explained below in the context of using the media
   feature framework to describe the characteristics of transmitted
   image data.

   In this context, we have the requirement that any feature tag value
   must apply to the entire image, and cannot have different values for
   different parts of an image.  This is a consequence of the way that
   the framework of feature predicates is used to describe different
   possible images, such as the different images that can be rendered by
   a given recipient.

   This idea is illustrated here using an example of a flawed feature
   set description based on the TIFF image format defined for use by
   Internet fax [13]:

      (& (& (MRC-mode=1) (stripe-size=256) )
         (| (& (image-coding=JBIG-2-LEVEL) (stripe-size=128) )
            (image-coding=[MH,MR,MMR]) ) )

   This example is revealing because the 'stripe-size' attribute is
   applied differently to different attributes on an MRC-formatted data:
   it can be applied to the MRC format as a whole, and it can be applied
   separately to a JBIG image that may appear as part of the MRC data.

   One might imagine that this example describes a stripe size of 256
   when applied to the MRC image format, and a separate stripe size of
   128 when applied to a JBIG-2-LEVEL coded image within the MRC-
   formatted data.  But it doesn't work that way:  the predicates used
   obey the normal laws of Boolean logic, and would be transformed as

      --> [flatten nested (&...)]:
          (& (MRC-mode=1) (stripe-size=256)
             (| (& (image-coding=JBIG-2-LEVEL) (stripe-size=128) )
                (image-coding=[MH,MR,MMR]) ) )

      --> [Distribute (&...) over (|...)]:
           (| (& (MRC-mode=1) (stripe-size=256)
                 (& (image-coding=JBIG-2-LEVEL) (stripe-size=128) ) )
              (& (MRC-mode=1) (stripe-size=[0..256])
                 (image-coding=[MH,MR,MMR]) ) )

      --> [Flatten nested (&...) and group feature tags]:
           (| (& (MRC-mode=1)
                 (image-coding=JBIG-2-LEVEL) )
              (& (MRC-mode=1)
                 (image-coding=[MH,MR,MMR]) ) )

   Examination of this final expression shows that it requires both '
   stripe-size=128' and 'stripe-size=256' within the same conjunction.
   This is manifestly false, so the entire conjunction must be false,
   reducing the entire predicate expression to:

           (& (MRC-mode=1)
              (image-coding=[MH,MR,MMR]) ) )

   This indicates that no MRC formatted data containing a JBIG-2-LEVEL
   coded image is permitted within the feature set, which is not what
   was intended in this case.

   The only way to avoid this in situations when a given characteristic
   has different constraints in different parts of a resource is to use
   separate feature tags.  In this example, 'MRC-stripe-size' and '
   JBIG-stripe-size' could be used to capture the intent:

      (& (& (MRC-mode=1) (MRC-stripe-size=256) )
         (| (& (image-coding=JBIG-2-LEVEL) (JBIG-stripe-size=128) )
            (image-coding=[MH,MR,MMR]) ) )

   which would reduce to:

           (| (& (MRC-mode=1)
                 (image-coding=JBIG-2-LEVEL) )
              (& (MRC-mode=1)
                 (image-coding=[MH,MR,MMR]) ) )

   The property of the capability description framework explicated above
   is captured by the idea of a "feature collection" which (in this
   context) describes the feature values that apply to a single
   resource.  Within a feature collection, each feature tag may have no
   more than one value.

   The characteristics of an image sender or receiver are described by a
   "Feature set", which is formally a set of feature collections.  Here,
   the feature set predicate is applied to some image feature collection
   to determine whether or not it belongs to the set that can be handled
   by an image receiver.

8. Security Considerations

   Some security considerations for content negotiation are raised in

   The following are primary security concerns for capability
   identification mechanisms:

      o  Unintentional disclosure of private information through the
         announcement of capabilities or user preferences.

      o  Disruption to system operation caused by accidental or
         malicious provision of incorrect capability information.

      o  Use of a capability identification mechanism might be used to
         probe a network (e.g. by identifying specific hosts used, and
         exploiting their known weaknesses).

   The most contentious security concerns are raised by mechanisms which
   automatically send capability identification data in response to a
   query from some unknown system.  Use of directory services (based on
   LDAP [7], etc.) seem to be less problematic because proper
   authentication mechanisms are available.

   Mechanisms that provide capability information when sending a message
   are less contentious, presumably because some intention can be
   inferred that person whose details are disclosed wishes to
   communicate with the recipient of those details.  This does not,
   however, solve problems of spoofed supply of incorrect capability

   The use of format converting gateways may prove problematic because
   such systems would tend to defeat any message integrity and
   authenticity checking mechanisms that are employed.

9. Acknowledgements

   Thanks are due to Larry Masinter for demonstrating the breadth of the
   media feature issue, and encouraging the development of some early

   Many of the ideas presented derive from the "Transparent Content
   Negotiation in HTTP" work of Koen Holtman and Andy Mutz [4].

   Early discussions of ideas with the IETF HTTP and FAX working groups
   led to further useful inputs from Koen Holtman, Ted Hardie and Dan
   Wing.  The debate later moved to the IETF 'conneg' working group,
   where Al Gilman and Koen Holtman were particularly helpful in
   refining the feature set algebra.  Ideas for dealing with preferences
   and specific units were suggested by Larry Masinter.

   This work was supported by Content Technologies Ltd and 5th
   Generation Messaging Ltd.

10. References

   [1]  Hardie, T., "Scenarios for the Delivery of Negotiated Content",
        Work in Progress.

   [2]  Klyne, G., "Requirements for protocol-independent content
        negotiation", Work in Progress.

   [3]  Holtman, K., Mutz, A., and T. Hardie, "Media Feature Tag
        Registration Procedure", BCP 31, RFC 2506, March 1999.

   [4]  Holtman, K. and A. Mutz, "Transparent Content Negotiation in
        HTTP", RFC 2295, March 1998.

   [5]  "Programming in Prolog" (2nd edition), W. F. Clocksin and C. S.
        Mellish, Springer Verlag, ISBN 3-540-15011-0 / 0-387-15011-0,

   [6]  Masinter, L., Holtman, K., Mutz, A., and D. Wing, "Media
        Features for Display, Print, and Fax", RFC 2534, March 1999.

   [7]  Wahl, M., Howes, T. and S. Kille, "Lightweight Directory Access
        Protocol (v3)", RFC 2251, December 1997.

   [8]  Howes, T., "The String Representation of LDAP Search Filters",
        RFC 2254, December 1997.

   [9]  Fielding, R., Gettys, J., Mogul, J., Frytyk, H. and T. Berners-
        Lee, "Hyptertext Transfer Protocol -- HTTP/1.1", RFC 2068,
        January 1997.

   [10] Crocker, D., Editor, and P. Overell, "Augmented BNF for Syntax
        Specifications:  ABNF", RFC 2234, November 1997.

   [11] "Logic, Algebra and Databases", Peter Gray, Ellis Horwood
        Series: Computers and their Applications, ISBN 0-85312-709-3/0-
        85312-803-3 (Ellis Horwood Ltd), ISBN 0-470-20103-7/0-470-
        20259-9 (Halstead Press), 1984.

   [12] "Logic and its Applications", Edmund Burk and Eric Foxley,
        Prentice Hall, Series in computer science, ISBN 0-13-030263-5,

   [13] McIntyre, L., Buckley, R., Venable, D., Zilles, S., Parsons, G.
        and J. Rafferty, "File Format for Internet Fax", RFC 2301, March

   [14] Apache content negotiation algorithm,

11. Author's Address

   Graham Klyne
   Content Technologies Ltd.        5th Generation Messaging Ltd.
   Forum 1                          5 Watlington Street
   Station Road                     Nettlebed
   Theale                           Henley-on-Thames
   Reading, RG7 4RA                 RG9 5AB
   United Kingdom                   United Kingdom.

   Phone:     +44 118 930 1300      +44 1491 641 641
   Facsimile: +44 118 930 1301      +44 1491 641 611
   EMail:     GK@ACM.ORG

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