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Patent Research FAQ v.2.2


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Archive-name: internet/patent-research-faq
Posting-Frequency: monthly
Last-modified: Mar 02 2000
URL: http://spireproject.com
Copyright: (c) 2000 David Novak
Maintainer: David Novak <david@cn.net.au>

See reader questions & answers on this topic! - Help others by sharing your knowledge
      	 Patent Research FAQ

    Welcome. This FAQ introduces the tools and concepts used in patent
    research. We are covering the process of locating comparable patents -
    not the legal process of patent protection.

    This FAQ resides at SpireProject.com/patfaq.txt 
    SpireProject.co.uk/patfaq.txt  and  http://cn.net.au/patfaq.txt

    This FAQ is just a small part of a much larger effort to help you with
    information research. The Spire Project is available as 3 website,
    mirrors, zip-file, and 3 other faqs. I have included here a text version
    ofour patent research (http://cn.net.au/patents.htm).

    Enjoy,
    David Novak - david@cn.net.au
    The Spire Project : SpireProject.com, SpireProject.co.uk, Cn.net.au

      	 Patent Research


    A patent discloses certain facts about a commercially important
    invention in exchange for certain rights to exploit the invention. This
    is a little simplistic, but explains why patents are factual, unique
    from other research resources, and a little vague in certain specifics.
    (See a sample a sample US patent[1], Australian patent[2], and this
    brief description[3].)

    This article first addresses the most useful free databases, then
    describes national patent agency resources, commercial patent databases,
    then other commercial services. At the end of this article, we describe
    patent classification and patent search strategy.

    [1]

     Internet   



 Free Patent Databases

    These databases are freely available online:

    [4] The US Patent and Trademark Office (USPTO[89])  provides a US Patent
    Bibliographic database at patents.uspto.gov[4] with full use of fields,
    date and abstract text searching. Choose between their boolean
    search[5], advanced (field) search[6] or by US patent number[7]. They
    also maintain a fulltext [US] Aids Patent Database and other resources.

    [43] The IBM's Patent Server is a public service providing a different
    patent database[43] of US Patent abstracts. The IBM service is similar
    but different from the USPTO service - certainly not less powerful.

    [8] The Canadian Intellectual Property Office (CIPO[9]) maintains the
    Canadian Patent Bibliographic Database[8] which extends from '89 to the
    present. Abstracts are not provided. Descriptive info is here[8].

    [9] The Japanese Patent Office (www.jpo-miti.go.jp[9]) has a searchable
    database of Japanese patent abstracts[10], which includes the patent
    number, title, inventor, company, and abstract of the patent.



    There are more free patent databases - but each is limited and not as
    research-worthy. Consider also the Internet Patent Search System[11].
    Gregory Aharonian (remember patents@world.std.com?) currently delivers
    US Patent titles retrieved by class/subclass. He also delivers Patent
    abstract retrieval using patent numbers (but currently from 1981 to
    1989). As you now know, patent.uspto.gov also delivers abstract
    retrieval, but I like the more minimal title lists here.

     Library   


    Patent libraries are an important and cost-effective patent resource.


 Australia

    IP Australia (www.ipaustralia.gov.au[4]) (formerly the Australian
    Industrial Property Organisation (AIPO)) has a patent library in each
    state capital[13]. Each library provides free access to the APAS
    database (Australian Patent Abstract Search) and includes a complete
    microfiche copy of all Australian patents and the Australian Official
    Journal of Patents, Trademarks & Designs (the official Australian patent
    gazette).

    Most offices also hold US Patents on microfiche!, so the free US patent
    databases will also interest you. Staff will help you use the APAS
    database, arranged for free text searching by International Patent
    Classification.

    [13] A particularly useful service by IP Australia is the delivery of
    copies of many foreign patents for AU$15. You will need the patent
    number, country and title for this.




 United States

    The US Patent and Trade Mark Organization (USPTO[89]) has the Patent and
    Trademark Depository Library Program (PTDL's[21]) - which places the
    CASSIS database (The USPTO patent abstract database on CD-rom) and US
    patents around the US. Here is a list of sites[20].

    US Full text Images are not visible on most web browsers. The images are
    in 300 dpi TIFF format. To view, get a free TIFF browser plugin for your
    browser.
    a) Try CPC light[12] or AlternaTIFF[13]
    b) Consult this list[14] at the USPTO.

    Further, the USPTO provides US Patent Bibliographic & fulltext (with
    images) databases online[4] with full use of fields, date and abstract
    text searching. Choose between their boolean search[5], advanced (field)
    search[6] or by US patent number[7]. The IBM's Patent Server provides a
    different patent database[43] of US Patent abstracts.

    [7]  If you have the US patent #, retrieve the abstract from the
    USPTO[4]:

    [15] US patent libraries also hold the Official Gazette of the U.S.
    Patent and Trademark Office, The official US patent gazette.
    Importantly, the gazette is fully online[15], and searchable from
    1995-98.



 United Kingdom

    The [UK] Patent Office (www.patent.gov.uk[16]) provides for the Patents
    Information Network (PIN[23]) which hosts patent information in the UK.
    This page includes a clickable map[23]. The British Library is one
    listed source of UK patents (further information online[17]) and
    delivers some patent services.




 Canada

    The Canadian Intellectual Property Office (CIPO) (cipo.gc.ca[9])
    produces the Canadian Patent Index (CPI). They also publish The Patent
    Office Record, Canada's official patent gazette.

    [8] CIPO maintains a free Canadian Patent Fulltext Database[8]. This
    database is on par with the US Patent Database, with perhaps even better
    searching technology. Fielded & boolean searches are possible and
    abstracts, claims & pdf files are retrieved. Read this database
    overview[18] then use their advanced search[19].




 Other Countries

    There are many more national & international patent organizations.
    Intitut National de la Propriete Industrielle[49] [France]
    World Intellectual Property Organization (WIPO)[20]
    European Patent Office[21]

    If you need to find other sites, consider reviewing this list by  IP
    Australia[22], the USPTO[23], and David Wareing[24].

    [25] CSIRO keeps a list of addresses for European Patent Libraries[25]




     Commercial   


    One of the most invaluable resources in serious patent research is
    access to several of the very large commercial patent databases.


 Commercial Patent Databases

    Lexis-Nexis (www.lexis-nexis.com[51]) retails several patent databases.
    Thanks to Patscan (University of British Columbia), we also a guide to
    searching patents on Lexis-Nexis[26].

    The Dialog Corporation (www.dialog.com[44]) retails a collection of
    patent databases including:
    Derwent World Patents Index[27] [Files 351,352,280]
    INPADOC[28]
    CLAIMS/U.S. PATENTS[29] [Files 340,341,942]
    EUROPEAN PATENTS FULLTEXT[30] [FILE 348]
    and others

    Cassis Database no details at this moment.

    A little more information can be found with the Patent Guide to using
    CASSIS[31], at the University of Michigan.

    Derwent Scientific and Patent Information (www.derwent.co.uk) is a
    prominent publisher of Patent and scientific information including
    commercial databases.

    Questel-Orbit (www.questel.orbit.com[54]) also retails patent databases,
    but we have not explored this venue yet.

    CAS/STN (www.cas.org[17]) retails a collection of patent databases
    including:
    Chemical Patents Plus[32] for U.S. Chemical patents



    In addition to the database retailers and producers, there is a lively
    industry of patent services.

    Patent Libraries : One source of patent assistance is, of course, the
    distributed patent libraries in each country. In addition to assistance
    with lodging patent documents, each library provides free access to
    bibliographical databases, and in the case of Australia, full text US
    and Australian patents on microfiche. IP Australia will also, for AU$15,
    retrieve most full patents from other countries (given a patent number,
    country & title).

    PATSCAN (www.library.ubc.ca/patscan[33]) within the University of
    British Columbia, provides patent search and retrieval services through
    databases like MicroPatent, the European Patent Office and others.

    QPAT (www.qpat.com[34]) offers full text patent searching for paying
    subscribers and free front page information of all U.S. patents issued
    since 1974 for people who register.

    MicroPatent (www.micropat.com[29]) offers limited recent patent
    searching and downloading of patent images for a fee. They have a
    registration system for the free service.

     Conclusion   


  3 Second Summary:
 Free internet patent databases exist for US, Canada, Japan & Australia.
 A better search strategy makes use of patent classifications.
 Patents are legalistic, with delays & delayed coverage in other countries.

    Until recently, the legal profession has had a complete monopoly on
    patent work. As you can see, this need no longer be the case. Casual
    researchers will find the free patent databases easy to use, and more
    experienced researchers should not be dissuaded from searching the
    commercial databases or patent libraries themselves. The very large
    commercial databases, like Inpadoc, are particularly easy to use.

    Of course, there are occasions when patent searches are critical, and
    experts should be sought. Certainly legal assistance is required if you
    are preparing to lodge your own patent, but patent data as a source of
    information is another matter.

     Strategy   



    Patent Classification All patents are given a special number.
    Unfortunately, each country has a distinct numbering scheme: US patents
    are assigned a consecutive patent number (currently 5 million+).
    Australian patents have an alphanumeral which includes the year.
    Canadian patents are numbered.

    Above these numbering systems, we have the International Patent
    Classification (IPC), by the World Intellectual Property Organization
    (WIPO[20]). Most every country uses the IPC to classify patents, save
    the US. US Patent Classification is similar in many ways.

    International Patent Classification

    Thanks to the World Intellectual Property Organization (WIPO), the
    International Patent Classification (IPC) works as a universal
    classification for patents. Started in 1975 and periodically updated, we
    currently use IPC 6th Edition (1994). Work on IPC 7th Edition is well
    advanced.

    Section, Class & Group. The International Patent Classification looks
    like this:
    At the heart of the IPC is the unique coding of every invention by its
    specific form or function. The system is highly specific and logical,
    and includes numerous cross-references to other codes of similar form or
    function. Think of this as the Dewey Decimal System for patents.

    The first letter is the section - one of eight broad categories labeled
    A through G. A represents  Human Necessities. B covers Transport.

    Each section is divided into Classes. Each class includes two numbers.
    In addition, each class is  divided into subclasses, the letters which
    follow the first number.

    Each subclass is then divided into groups and subgroups. The number
    before the slash is the group, the number after the slash is the
    subgroup. Subgroups only have two digits, with further  numbers
    considered as resting behind a decimal point: 3/46 then 3/464, then
    3/47.

    Thus A 47 J 27/09 includes the safety device on your rice cooker and B
    63 G 11/00 covers your various aircraft carriers.

    The IPC system is fully described in these published directories: The
    Official Catchword Index by World Intellectual Property Organization.
    International Patent Classification : Guide, Survey of Classes & Summary
    of Main Groups
    International Patent Classification : Section G  - Physics
    International Patent Classification : Guide

    Thanks to the World Intellectual Property Organization (WIPO), these
    full documents are online (see this page[35]). We now have direct access
    to the International Patent Classification (6th Edition):
    Official Catchword Index[36], Guide to the IPC[37], and the complete
    Class and Section books[38].

    Note: The International Patent Classification includes plenty of
    internal references - indicating this group is similar to another group;
    motorized boats take precedence over boat function. These internal
    references are important to effectively searching databases. There is
    more to the IPC, and we strongly recommend you read the Introductory
    Manual to the International Patent Classification (IPC)[39] found on the
    WIPO website.

    US. Patent Classification

    US Patents are classified with 400+ main classes and thousands of
    subclasses. Sound similar to the International Patent Classification? It
    is. US patents are numbered sequentially.

    This means you can find US patents:   by full text searching through the
    USPTO database CASSIS (found at US patent libraries), by bibliographic &
    abstract text searching online through the USPTO or IBM Patent Library,
    by US Patent number,by US Patent Classification class & subclass - to
    list similar patents,by an effective combination search (see patent
    research strategy),by the searching recent notices in the Official
    Gazette... available online. The USPTO allows you to search or browse
    the US Manual of Classification[4] online. The Internet Patent Search
    System[40] lets you to browse US Patent titles by class/subclass.

    A little more information can be found with the Patent Guide to using
    CASSIS[31], at the University of Michigan.

    Patent Search Strategies  Here are the avenues open to you:

    1_ Full text searching and retrieval through a commercial database.
    2_ Free bibliographic & abstract searching online followed by selective
    patent perusal/ordering.
    3_ Paging manually through the relevant official gazette (the US gazette
    is searchable[15]).
    4_ Retrieval of the titles & abstracts within appropriate class/subclass
    then selective review and patent perusal/ordering.

    This last avenue is particularly resourceful and swift. Start by
    reaching for The Official Catchword Index [here[36]], a book by World
    Intellectual Property Organization. This will tell you the possible
    class/subclasses which will interest you. You could word-search a patent
    database and note all the class/subclasses found. Lastly, you can always
    reach for the three separate printed guides which lead you from section
    to subclass.

    The result should be a collection of class/subclasses which may interest
    you.

    With this information, you can now browse all the patents in the
    class/subclass. This process will help you locate all the patents which
    may interest you since patent classification is more reliable than free
    text search. (Note, both British and American spelling appears in patent
    databases.) This also allows you to quickly review the patents in other
    countries.

    If you are undertaking a novelty search - is a patent sufficiently
    unique from other existing patents - then you must review more than one
    country. There can be a significant delay before patent applications
    reach other countries without affecting the protection. Case in point:
    Australia only accounts for 7% of the world's patents.



    Further Search Strategy

    [39] Patent search strategy is further discussed in the Introductory
    Manual to the International Patent Classification (IPC)[39] found on the
    WIPO website.

    [41] You may also wish to reach Searching for patents[41] from the
    University of Michigan, and Patents[42] by Simon Fraser University
    Libraries.





     This article comes from The Spire Project.
     Advice welcome : email david@cn.net.au
    [1] [2]  http://www.ipaustralia.gov.au/ip/examples/P_case2.htm
    [3]  http://www.ipaustralia.gov.au/patents/P_home.htm
    [4]  http://patents.uspto.gov
    [5]  http://patents.uspto.gov/access/search-bool.html
    [6]  http://patents.uspto.gov/access/search-adv.html
    [7]  http://patents.uspto.gov/access/search-num.html
    [8]  http://Patents1.ic.gc.ca/intro-e.html
    [9]  http://www.jpo-miti.go.jp
    [10]  http://www.jpo-miti.go.jp/homee.htm
    [11]  http://metalab.unc.edu/patents/intropat.html
    [12]  http://www.cartesianinc.com/Products/CPCLite
    [13]  http://www.mieweb.com/alternatiff
    [14]  http://www.uspto.gov/patft/images.htm
    [15]  http://www.uspto.gov/web/offices/com/sol/og
    [16]  http://www.patent.gov.uk
    [17]  http://www.bl.uk/services/sris/patents.html
    [18]  http://patents1.ic.gc.ca/overview-e.html
    [19]  http://patents1.ic.gc.ca/srch_adv-e.html
    [20]  http://www.wipo.org
    [21]  http://www.european-patent-office.org
    [22]  http://www.ipaustralia.gov.au/library/L_resrc7.htm
    [23]  http://www.uspto.gov/web/menu/other.html
    [24]  http://www.aber.ac.uk/~dgw/patent.htm
    [25]  http://www.cis.csiro.au/cis/lib/patlibs.html
    [26]  http://www.library.ubc.ca/patscan/lexis.html
    [27]  http://library.dialog.com/bluesheets/html/bl0351.html#AB
    [28]  http://library.dialog.com/bluesheets/html/bl0345.html#AB
    [29]  http://library.dialog.com/bluesheets/html/bl0340.html#AB
    [30]  http://library.dialog.com/bluesheets/html/bl0348.html#AB
    [31]  http://www.ummu.umich.edu/library/PTO/newCASSIS.html
    [32]  http://casweb.cas.org/chempatplus
    [33]  http://www.library.ubc.ca/patscan
    [34]  http://www.qpat.com
    [35]  http://www.wipo.org/eng/clssfctn/ipc/intro.htm
    [36]  http://www.wipo.int/eng/clssfctn/ipc/ipc6en/nfcatch/index.htm
    [37]  http://www.wipo.int/eng/clssfctn/ipc/ipc6en/guide/ent00001.htm
    [38]  http://www.wipo.org/eng/clssfctn/ipc/ipc6en/index.htm
    [39]  http://www.wipo.org/eng/general/ipc/manual
    [40]  http://metalab.unc.edu/patents/intropat.html#Manual
    [41]  http://www.ummu.umich.edu/library/PTO/newpatsearch.html
    [42]  http://www.lib.sfu.ca/kiosk/nelles/patents.htm
    __________________________________________________

    Copyright (c) 1999 by David Novak, all rights reserved.
    This FAQ may be posted to any USENET newsgroup, on-line service,
    website, or BBS as long as it is posted unaltered in its entirety
    including this copyright statement. This FAQ may not be included in
    commercial collections or compilations without express permission from
    the author. Permission requests to david@cn.net.au

    Legalities: Information supplied here is put forward in good faith and
    entirely without expressed or implied warranty or fitness for use. The
    contents of this faq is simply a collection of information gathered from
    many sources with little or no editorial or factual checking. Further,
    this information are the thoughts of the authors alone and may not
    represent the beliefs of Community Networking or any sponsoring
    organization. Should you find a mistake or claim copyright infringement,
    please contact David Novak of Community Networking.
    -----------------------------------
    David Novak - david@cn.net.au

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