SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 1, 2013 (January 28, 2013)
Registrant’s telephone number, including area code: (212) 350-8205
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
Item 8.01 Other Events
Separate Trading of Common Stock and Warrants
On February 1, 2013, Chart Acquisition Corp. (the “Company”) announced that the holders of the Company’s units (the “Units”) may elect to separately trade the common stock and warrants included in the Units commencing on February 4, 2013. Each Unit consists of one share of common stock, $0.0001 par value per share, and one warrant to purchase one share of common stock. Those Units not separated will continue to trade on the Nasdaq Capital Market under the symbol “CACGU” and each of the underlying common stock and warrants are expected to trade on the Nasdaq Capital Market under the symbols “CACG” and “CACGW”, respectively. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the Units into common stock and warrants.
A copy of the Press Release issued by the Company announcing the separate trading of the securities underlying the Units is attached hereto as Exhibit 99.1.
Forfeiture of Founder Shares
As a result of the underwriters’ over-allotment option expiring unexercised, on January 28, 2013 certain of the Company’s initial shareholders forfeited an aggregate of 281,250 shares of common stock of the Company. As a result of such forfeiture, there are 9,750,000 shares of common stock of the Company issued and outstanding as of the date of this report.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.