SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Item 8.01. Other Events
On January 14, 2013, Firsthand Technology Value Fund, Inc. issued a press release announcing its top five holdings at the end of December 2012. The top five holdings include Twitter, Facebook, Silicon Genesis, QMAT, and Solar City. The press release also announced that, as of December 31, 2012, the Fund’s top five holdings constituted approximately 25.0% of the Fund’s estimated gross assets.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements:
(b) Pro forma financial information:
(c) Shell company transactions:
99.1 Press Release dated January 14, 2013.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.