SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 9, 2013 (January 4, 2013)
(Exact name of Registrant as specified in its charter)
Office of Investor Relations 212-836-2674
Office of the Secretary 212-836-2732
(Registrants telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
Retirement of Principal Financial Officer
(b) On January 4, 2013, Charles D. McLane, Jr., Executive Vice President and Chief Financial Officer of Alcoa Inc. (the Company), informed the Company that he had decided to retire effective August 1, 2013 after a 40-year career with the Company.
Appointment of New Principal Financial Officer
(c) On January 8, 2013, the Company announced that William F. Oplinger, 45, will become Chief Financial Officer of the Company effective April 1, 2013, succeeding Mr. McLane. Mr. Oplinger has been chief operating officer of the Companys Global Primary Products business since December 2011. He also serves on the Companys Executive Council, the senior leadership team that sets strategic direction for the Company. Since joining the Company in 2000, Mr. Oplinger has held key corporate positions in financial analysis and planning and as director of investor relations. He also has had major assignments in the Companys largest business, Global Primary Products, including controller, operational excellence director, chief financial officer, and his most recent position as chief operating officer.
Effective April 1, 2013, Mr. Oplingers compensation will include:
The Company will also enter into an executive severance agreement with Mr. Oplinger in the form entered into with other executive officers of the Company (filed as Exhibit 10(a) to the Companys Quarterly Report on Form 10-Q for the quarter ended September 30, 2010), and an indemnity agreement in the form entered into with directors and officers of the Company (filed as Exhibit 10(j) to the Companys Annual Report on Form 10-K for the year ended December 31, 1987).
A copy of the Companys press release announcing Mr. McLanes retirement and Mr. Oplingers appointment is attached hereto as Exhibit 99 and is incorporated herein by reference.
The following is filed as an exhibit to this report:
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 9, 2013