September 24, 2012
25552 South Butte Avenue
(Address of Principal Executive Offices Including Zip Code)
(Company's Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01 Financial Statements and Exhibits.
On September 24, 2012, S&W Seed Company, a Nevada corporation (the "Company"), filed a Current Report on Form 8-K (the "Form 8-K") to report its sale and issuance of 600,000 unregistered shares of the Company's common stock to Riley McCormack pursuant to a Securities Purchase Agreement dated September 20, 2012 (the "Securities Purchase Agreement").
The sole purpose of this Amendment No. 1 to Form 8-K is to file the Securities Purchase Agreement as Exhibit 10.1 to the Form 8- K in accordance with Item 601(b)(10) of Regulation S-K and no other changes are made to the Form 8-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: January 7, 2013
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