SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): December 6, 2012
HENNESSY ADVISORS, INC.
(Exact name of registrant as specified in
|(State or other jurisdiction
7250 Redwood Blvd., Suite 200
|(Address of principal executive offices)
Registrant’s telephone number including
area code: (415) 899-1555
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|£||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|£||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Item 2.02 Results of Operations and Financial Condition
registrant has issued an earnings release for the fiscal year ended September 30, 2012, which is included herein as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
Exhibit 99.1 Earnings
release issued December 6, 2012, by Hennessy Advisors, Inc., for the fiscal year ended September 30, 2012.
to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
||HENNESSY ADVISORS, INC.|
|December 6, 2012
|| /s/ Neil J. Hennessy
|| Neil J. Hennessy|
| || |
|Exhibit 99.1||Earnings release issued December 6, 2012, by Hennessy Advisors, Inc., for the fiscal year ended September 30, 2012.|
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