LABARGE INC - FORM 8-K - March 18, 2011

People who read this document also read:
Document
ELOYALTY CORP - 8-K, Entry into a Material Definitive Agreement Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Regulation FD Disclosure Financial Statements and Exhibits
Orient Paper Inc. - 10-K/A, Annual Report
OXIGENE INC - 8-K, Unregistered Sales of Equity Securities Submission of Matters to a Vote of Security Holders Other Events
HOST HOTELS & RESORTS L.P. - 8-K, Unregistered Sales of Equity Securities Material Modifications to Rights of Security Holders
VIEW SYSTEMS INC - 10-K/A, Annual Report
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
FORM 8-K
 
  
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report: March 18, 2011
 
 
LaBARGE, INC.
(Exact name of registrant as specified in its charter)
 
 
DELAWARE
001-05761
73-0574586
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer
Identification No.)
 
9900 Clayton Road
63124
(Address of principal executive offices)
(Zip Code)                              
 
 
 
(314) 997-0800
(Registrant's telephone number, including area code)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
(  ) Written communications pursuant to Rule 425 under the Securities Act.
 
(  ) Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
 
( ) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
 
( ) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
 
 
 
 
 

 
 

Item 8.01. Other Events
 
LaBarge, Inc. (the “Company”) announced today that it has reached an understanding with the regional staff of the Securities and Exchange Commission (“SEC”) regarding the terms of a settlement that the regional staff has agreed to recommend to the SEC.  The proposed agreement, under which the Company will not admit or deny any wrongdoing, will, if approved by the SEC, fully resolve all claims against the Company relating to the formal investigation that the SEC commenced in June, 2009, relating to the Company's internal controls regarding its use of estimates of completion costs for certain long-term production contracts.  The proposed settlement includes the following principal terms:
 
•The Company will agree to a cease and desist order from future violations
of securities laws; and
 
• The Company will pay a monetary penalty of $200,000.
 
 

 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: March 18, 2011
 
 
LaBARGE, INC.
 
                                                                           
By:  /s/DONALD H. NONNENKAMP
 
Name: Donald H. Nonnenkamp    
Title: Vice President, CFO & Secretary
 

 

User Contributions:

Comment about this document or add new information about this topic:

CAPTCHA


This web site and associated pages are not associated with, endorsed by, or sponsored by LABARGE INC and has no official or unofficial affiliation with LABARGE INC


Based on public records. Inadvertent errors are possible.
Faqs.org does not guarantee the accuracy or timeliness of any information on this site.  Use at your own risk. This website is not associated with the SEC

Some parts © 2013 Advameg, Inc.