NetApp, Inc. - FORM 8-K - September 7, 2010
| Attached files | ||||||
| File | Filename | |||||
|---|---|---|---|---|---|---|
| EX-3.2 - EX-3.2 - NetApp, Inc. | f56805exv3w2.htm | |||||
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 31, 2010
NETAPP, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 0-27130 | 77-0307520 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
495 East Java Drive
Sunnyvale, CA 94089
(Address of principal executive offices, including zip code)
Sunnyvale, CA 94089
(Address of principal executive offices, including zip code)
(408) 822-6000
(Registrant’s telephone number, including area code)
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Amendments to 1999 Stock Option Plan
The Board of Directors of NetApp, Inc. (the “Company”) previously adopted, subject to
stockholder approval, an amendment to the Company’s 1999 Stock Option Plan (the “1999 Plan”) to
increase the number of shares of common stock reserved for issuance thereunder by 7,000,000 shares.
The Company’s stockholders approved the amendment described above at the Annual Meeting of
Stockholders of the Company held on August 31, 2010 (the “Annual Meeting”).
The foregoing is qualified in its entirety by reference to the 1999 Plan, a copy of which was
previously filed as Appendix A to the Company’s 2010 proxy statement (the “Proxy
Statement”), which was filed with the Securities and Exchange Commission (“SEC”) on July 13, 2010
and is incorporated herein by reference.
Amendment to Employee Stock Purchase Plan
The Company’s Board of Directors previously adopted, subject to stockholder approval, an
amendment to the Company’s Employee Stock Purchase Plan (the “Purchase Plan”) to increase the
number of shares of common stock reserved for issuance thereunder by 5,000,000 shares, to clarify
the discretion of the Purchase Plan administrator to determine eligibility requirements, and to
remove its fixed-term expiration date.
The Company’s stockholders approved the amendment described above at the Annual Meeting.
The foregoing is qualified in its entirety by reference to the Purchase Plan, a copy of which
was previously filed as Appendix B to the Proxy Statement and is incorporated herein by
reference.
Retirement of Named Executive Officer
On September 2, 2010, Andrew Kryder, the Company’s Senior Vice President, General Counsel and
Secretary retired from the Company.
| Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On July 13, 2010, the Board of Directors approved an amendment to the Company’s bylaws to
decrease the number of authorized directors on the Board of Directors from eleven (11) to nine (9)
effective as of immediately prior to the Annual Meeting. A copy of the Certificate of Amendment to
the Bylaws of NetApp, Inc. is attached hereto as Exhibit 3.2.
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
On August 31, 2010, the Company held its Annual Meeting. At the Annual Meeting, the
stockholders of the Company elected the following individuals to the Board of Directors. Each
director will serve until the 2011 annual meeting of stockholders or until his respective successor
is duly elected and qualified, or until his earlier death, resignation or removal.
| Nominee | Votes For | Votes Withheld | Broker Nonvotes* | |||||||||
Daniel J. Warmenhoven |
280,913,001 | 7,272,821 | 29,448,233 | |||||||||
Nicholas G. Moore |
284,216,078 | 3,969,744 | 29,448,233 | |||||||||
| Nominee | Votes For | Votes Withheld | Broker Nonvotes* | |||||||||
Thomas Georgens |
286,918,042 | 1,267,780 | 29,448,233 | |||||||||
Jeffry R. Allen |
275,174,890 | 13,010,932 | 29,448,233 | |||||||||
Alan L. Earhart |
284,338,656 | 3,847,166 | 29,448,233 | |||||||||
Gerald Held |
284,570,689 | 3,615,133 | 29,448,233 | |||||||||
T. Michael Nevens |
286,929,057 | 1,256,765 | 29,448,233 | |||||||||
George T. Shaheen |
282,707,092 | 5,478,730 | 29,448,233 | |||||||||
Robert T. Wall |
267,689,769 | 20,496,053 | 29,448,233 | |||||||||
| * | Broker nonvotes do not affect the outcome of the election. |
In addition, the following proposals were voted on and approved at the Annual Meeting:
| Proposals | Votes For | Votes Against | Abstentions | Broker Nonvotes | ||||||||||||
Proposal to approve
an amendment to the
Company’s 1999 Plan
to increase the
number of shares of
common stock
reserved for
issuance thereunder
by 7,000,000
shares. |
231,537,757 | 55,967,521 | 680,544 | 29,448,233 | ||||||||||||
Proposal to approve
an amendment to the
Purchase Plan to
increase the number
of shares of common
stock reserved for
issuance thereunder
by 5,000,000
shares. |
283,877,408 | 4,130,843 | 177,571 | 29,448,233 | ||||||||||||
Proposal to ratify
the appointment of
Deloitte & Touche
LLP as independent
auditors of the
Company for the
fiscal year ending
April 29, 2011. |
310,545,535 | 6,846,138 | 242,382 | 29,448,233 | ||||||||||||
| Item 8.01 | Other Events. |
On September 2, 2010, Matthew K. Fawcett was appointed as the Company’s new Senior Vice
President, General Counsel and Corporate Secretary.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. | Description | |
3.2
|
Certificate of Amendment to the Bylaws of NetApp, Inc., effective as of August 31, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NETAPP, INC. |
||||
| Date: September 7, 2010 | By: | /s/ Matthew K. Fawcett | ||
| Matthew K. Fawcett | ||||
| Senior Vice President, General Counsel and Corporate Secretary |
||||
Index to Exhibits
| Exhibit | Description | |
3.2
|
Certificate of Amendment to the Bylaws of NetApp, Inc., effective as of August 31, 2010. |
User Contributions:
Comment about this document or add new information about this topic:
This web site and associated pages are not associated with, endorsed by, or sponsored by NetApp, Inc. and has no official or unofficial affiliation with NetApp, Inc.
Based on public records. Inadvertent errors are possible.
Faqs.org does not guarantee the accuracy or timeliness of any information on this site. Use at your own risk.
This website is not associated with the SEC
Some parts © 2013 Advameg, Inc.
