Patent application number | Description | Published |
20080306864 | Electronic Trading System Supporting Anonymous Negotiation And Indicators Of Interest - A system conducts anonymous negotiations and supports indications-of-interest in trading stock. The system includes a database for storing public orders received from a public stock trading system; and a server for receiving hidden orders from a plurality of users and for conducting anonymous negotiations between first and second users with the hidden orders. The server repeatedly accesses the database to determine a match of any one of the hidden orders with any one of the public orders, and to execute a pair of orders selected from the hidden orders and the public orders. The system also transmits indicators-of-interest (IOIs) into a trading environment using the server for processing a trading order from a first user and for maintaining a profile of a user. The profile includes a current IOI setting for controlling transmission of the IOI from the user. The server responds to a toggle command from the first user to control transmission of the IOI opposite to the current IOI setting. The server responds to the IOI setting being set to allow transmission by transmitting the IOI of the first user associated with the trading order. | 12-11-2008 |
20090132409 | TRADING SYSTEM PRODUCTS AND PROCESSES - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 05-21-2009 |
20090204535 | LARGE BLOCK TRADING - Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price. | 08-13-2009 |
20090276349 | ELECTRONIC SECURITIES MARKETPLACE HAVING INTEGRATION WITH ORDER MANAGEMENT SYSTEMS - An electronic trading marketplace (ETM) communicates with interfacing modules interfacing directly with order management systems (OMS's) at trading institutions. The interfacing modules automatically transmit orders from the OMS databases to the ETM and update the OMS databases in response to orders executed at the ETM. Traders can communicate with the ETM to anonymously negotiate trades of securities. | 11-05-2009 |
20090276350 | ELECTRONIC SECURITIES MARKETPLACE HAVING INTEGRATION WITH ORDER MANAGEMENT SYSTEMS - An electronic trading marketplace (ETM) communicates with interfacing modules interfacing directly with order management systems (OMS's) at trading institutions. The interfacing modules automatically transmit orders from the OMS databases to the ETM and update the OMS databases in response to orders executed at the ETM. Traders can communicate with the ETM to anonymously negotiate trades of securities. | 11-05-2009 |
20090307121 | TRADING SYSTEM PRODUCTS AND PROCESSES - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 12-10-2009 |
20090313169 | PRODUCTS AND PROCESSES FOR UTILIZING ORDER DATA AND RELATED DATA - In an embodiment, an apparatus comprises a processor, and a memory that stores a program. The program, when executed by the processor, directs the processor to perform a method including the following steps: receiving an encrypted query, in which the query indicates at least one security, and at least one price; determining whether the encrypted query corresponds to any order in an encrypted data set that represents orders; outputting a response to the query, in which the response indicates whether the encrypted query corresponds to any order in an encrypted data set that represents orders; receiving order data that represents the orders; and encrypting the order data to yield the encrypted data set that represents orders. | 12-17-2009 |
20100057626 | CANCELLATION TIMING IN AN ELECTRONIC MARKETPLACE - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 03-04-2010 |
20100057627 | NON-FIRM ORDERS IN ELECTRONIC MARKETPLACES - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 03-04-2010 |
20100076883 | GENERATING RISK POOLS - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 03-25-2010 |
20100076884 | TRADING RELATED TO FUND COMPOSITIONS - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 03-25-2010 |
20100076896 | SUBSTITUTABILITY OF FINANCIAL INSTRUMENTS - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 03-25-2010 |
20100082495 | TRADING SYSTEM ACCESSIBILITY - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 04-01-2010 |
20100082500 | INTERACTION WITH TRADING SYSTEMS - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described | 04-01-2010 |
20100106636 | INTERPROGRAM COMMUNICATION USING MESSAGES RELATED TO ORDER CANCELLATION - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 04-29-2010 |
20100174654 | Electronic Trading System Supporting Anonymous Negotiation and Indicators of Interest - A system conducts anonymous negotiations and supports indications-of-interest in trading stock. The system includes a database for storing public orders received from a public stock trading system; and a server for receiving hidden orders from a plurality of users and for conducting anonymous negotiations between first and second users with the hidden orders. The server repeatedly accesses the database to determine a match of any one of the hidden orders with any one of the public orders, and to execute a pair of orders selected from the hidden orders and the public orders. The system also transmits indicators-of-interest (IOIs) into a trading environment using the server for processing a trading order from a first user and for maintaining a profile of a user. The profile includes a current IOI setting for controlling transmission of the IOI from the user. The server responds to a toggle command from the first user to control transmission of the IOI opposite to the current IOI setting. The server responds to the IOI setting being set to allow transmission by transmitting the IOI of the first user associated with the trading order. | 07-08-2010 |
20100191637 | INTERPROGRAM COMMUNICATION USING MESSAGES RELATED TO GROUPS OF ORDERS - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 07-29-2010 |
20100191638 | MULTICOMPUTER DISTRIBUTED PROCESSING OF DATA RELATED TO AUTOMATION OF TRADING - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 07-29-2010 |
20100332368 | MULTICOMPUTER DISTRIBUTED PROCESSING OF DATA REGARDING TRADING OPPORTUNITIES - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 12-30-2010 |
20110137785 | MULTICOMPUTER DISTRIBUTED PROCESSING OF TRADING INFORMATION - A trading platform and trading method that may allow access to additional pools of liquidity is described. Other embodiments are also described. | 06-09-2011 |
20110137786 | MULTICOMPUTER DISTRIBUTED PROCESSING TECHNIQUES TO PREVENT INFORMATION LEAKAGE - A trading platform and trading method that may allow access to additional pools of liquidity is described. Other embodiments are also described. | 06-09-2011 |
20120005062 | MULTICOMPUTER DISTRIBUTED PROCESSING OF ORDER AND/OR PRICING INFORMATION - A trading platform and trading method that may allow access to additional pools of liquidity is described. Other embodiments are also described. | 01-05-2012 |
20120095900 | ELECTRONIC SECURITIES MARKETPLACE HAVING INTEGRATION WITH ORDER MANAGEMENT SYSTEMS - An electronic trading marketplace (ETM) communicates with interfacing modules interfacing directly with order management systems (OMS's) at trading institutions. The interfacing modules automatically transmit orders from the OMS databases to the ETM and update the OMS databases in response to orders executed at the ETM. Traders can communicate with the ETM to anonymously negotiate trades of securities. | 04-19-2012 |
20130097065 | ELECTRONIC SECURITIES MARKETPLACE HAVING INTEGRATION WITH ORDER MANAGEMENT SYSTEMS - An electronic trading marketplace (ETM) communicates with interfacing modules interfacing directly with order management systems (OMS's) at trading institutions. The interfacing modules automatically transmit orders from the OMS databases to the ETM and update the OMS databases in response to orders executed at the ETM. Traders can communicate with the ETM to anonymously negotiate trades of securities. | 04-18-2013 |
20130103540 | ORDER CANCELLATION - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 04-25-2013 |
20130218740 | TRADING SYSTEM PRODUCTS AND PROCESSES - A trading platform and trading method that allows access to additional pools of liquidity is described. Other embodiments are also described. | 08-22-2013 |
20140019327 | MULTICOMPUTER DISTRIBUTED PROCESSING OF LINKED ORDERS - A trading platform and trading method that may allow access to additional pools of liquidity is described. Other embodiments are also described. | 01-16-2014 |
20140040096 | ELECTRONIC TRADING SYSTEM SUPPORTING INDICATORS OF INTEREST - A system conducts anonymous negotiations and supports indications of interest in trading stock. The system includes a database for storing public orders received from a public stock trading system; and a server for receiving hidden orders from a plurality of users and for conducting anonymous negotiations between first and second users with the hidden orders. The server repeatedly accesses the database to determine a match of any one of the hidden orders with any one of the public orders, and to execute a pair of orders selected from the hidden orders and the public orders. The system also transmits indications of interest (IOIs) into a trading environment using the server for processing a trading order from a first user and for maintaining a profile of a user. The profile includes a current IOI setting for controlling transmission of the IOI from the user. The server responds to a toggle command from the first user to control transmission of the RN opposite to the current RN setting. The server responds to the ICH setting being set to allow transmission by transmitting the IOI of the first user associated with the trading order. | 02-06-2014 |
20140067648 | PRICE IMPROVEMENT IN REQUEST FOR QUOTATION TRADING - Systems and methods for providing valid responses to requests for quotations are provided. In one embodiment of the invention, a system according to the invention preferably includes a server. The server includes a server storage device and a server processor connected to the server storage device. The server storage device preferably stores a server program for controlling the server processor. The server processor is preferably operative to receive a request from a requesting participant for a market-validated offer to sell an item; receive an offer price from a responding participant in response to the request; and provide a bid to an electronic marketplace, the bid including a price that is lower than the received offer price. | 03-06-2014 |
20140236803 | TRADING RELATED TO FUND COMPOSITIONS - An electronic marketplace uses a fund composition to guide trading opportunities. Mutual funds typically have a target composition of financial instruments. When prices change for constituents of such a mutual fund, the fund typically needs to rebalance in order to maintain a desired composition. A marketplace that understands the target composition and the movement in prices targets trading opportunities to a fund in a more tailored manner than a traditional marketplace. | 08-21-2014 |
20150026029 | LARGE BLOCK TRADING - Systems and methods for administering trade orders are described. An embodiment comprises receiving, from a first server operated by a first trader, a communication including a first trade order and one or more selection criteria, the first trade order including at least one of a specified instrument, a specified quantity, and a specified price; determining that a database of trade orders does not contain a trade order matching the first trade order; identifying a plurality of traders satisfying the selection criteria; sending, to a plurality of second servers, a query including at least one of the specified instrument, the specified quantity, and the specified price; receiving, from a one of the plurality of second servers operated on behalf of a second trader, a positive response to the query; and facilitating execution of a trade between the first trader and the second trader for the specified instrument at the specified price. | 01-22-2015 |