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UBS AG

UBS AG Patent applications
Patent application numberTitlePublished
20110289018METHOD AND COMPUTER PROGRAM FOR TAX SENSITIVE INVESTMENT PORTFOLIO MANAGEMENT - Methods and corresponding systems are provided for managing investment portfolios that includes the steps of identifying at least one security of the investment portfolio to be sold during rebalancing of the investment portfolio, and rebalancing or deferring rebalancing of the investment portfolio based at least in part on a rebalancing threshold for short-term capital gains or losses, investor specified or otherwise. If an implied total short-term capital gain or loss, e.g., a loss or gain that would occur if the at least one security were sold, falls within the rebalancing threshold rebalancing occurs, otherwise rebalancing is deferred for a later time.11-24-2011
20100161961Systems and Methods for Securely Providing Email - Systems and methods for securely providing email messages are provided. A workstation computer is provided that includes a memory for storing computer executable instructions and a processor for accessing the memory and for executing the computer executable instructions. The computer executable instructions includes an email client configured to process email messages, at least one email message having an executable decryption attachment that includes encrypted embedded content that can only be decrypted with a unique cryptography key. The executable decryption attachment, when executed, is configured to establish a secure connection with an encryption server, receive the unique cryptography key from the encryption server and decrypt the embedded content.06-24-2010
20100088217GLOBAL COMPLIANCE SYSTEM - A system for implementing a compliance program in a financial institution is provided and includes a list database for storing material information regarding a plurality of entities that is known to said financial institution. Also included is a list manager that receives a compliance query from an affiliate of the financial institution having a status. The list manager provides a compliance response to the affiliate based on the plurality of entities and according to the status of the affiliate.04-08-2010
20100005529PLATFORM VERIFICATION PORTAL - Described are computer-based methods and apparatuses, including computer program products, for a platform verification portal. A plurality of configuration items are stored with each comprising a plurality of verification commands capable of being executed by a verification scanning engine executing a verification scan on a target server to compare a set of actual software or configuration settings of the software against a desired software stack. A plurality of configuration item rules is stored. Execution of one or more verification scanning engines across a selected set of target servers is remotely initiated. A request for configuration items is received from each of the target servers. For each of the target servers a set of configuration items applicable to the target server is dynamically selected. For each of the target servers, a list identifying the set of configuration items is transmitted to the target server for execution by the verification scanning engine.01-07-2010
20090144518SYSTEM AND METHOD FOR STORAGE MANAGEMENT - A system and method for monitoring the storage estate of an organization using an interactive website that is configured to produce and display a novel set of key performance indicators (KPIs) related to the storage estate, including KPIs related to data collected from at least one of storage area network data and network attached storage data. In one embodiment, the novel set of KPIs includes one or more of protection efficiency, application efficiency, and snapshot overhead, where protection efficiency is calculated as a ratio of logical addressable data storage volume to total physical volume of data storage for storage area network data of the organization, application efficiency is calculated as a fraction of disk storage allocated to end user devices that is actually used by the end user devices for storage area network data, and snapshot overhead is calculated as a ratio of a volume of storage allocated for replicated copies of data to allocated storage for network attached storage data.06-04-2009
20090077006Computer-implemented database systems and related methods - In one implementation, a computer-implemented system is provided in a network comprised of several node computers and a plurality of program components, having access to a highly available, persistent database system to effect reading, writing and/or mutating accesses to one or more databases, the one or more databases having a minimum access time. A data space system may also be provided which is organized as one or more data space system segments. The data space system has a minimum access time which is lower than the minimum access time of the database system. Further, a computer software program module is provided which is programmed and suited to provide the following functionality: sending a retrieving demand for a demanded information record to a data space system, and if the demanded information record can be retrieved from the data space system, then pasting the demanded information record out of the data space system, providing the demanded information record to the application software program, and setting a status identifier in a status record to ‘successful’. In case the status identifier in the status record is not set to ‘successful’, retrieving the demanded information record from the database system, providing the demanded information record to the application software program, and copying the demanded information record to the data space system.03-19-2009
20090024405SYSTEM AND METHOD FOR CONTROLLING THE GENERATION AND DISTRIBUTION OF PUBLICATIONS - A configurable system and method for controlling the generation and/or distribution of publications, in particular for use by a financial institution, e.g. a bank, comprising the steps of:01-22-2009

Patent applications by UBS AG