| Structured Investment Management Patent applications |
| Patent application number | Title | Published |
|---|
| 20110112953 | SYSTEM FOR CONTINUOUSLY OFFERED GUARANTEED FUND HAVING DYNAMICALLY ADJUSTED GUARANTEE LEVEL AND FULL AND PERMANENT ALLOCATION TO RISKY MARKET INVESTMENTS - A system has a guarantee valuation engine that configures a processor with code and enables a continuously offered fund to give effect to a guaranteed return while being always fully invested in traditional assets that correlate to a benchmark. In part, the system has a guarantee that is re-priced on a daily basis with that repricing being included in the reported NAV of the fund. The system stores a high-watermark value of a closing price of a share and uses the valuation engine to determine whether the closing price of a share as of a current date is higher than the high-watermark value. In that event, the guaranteed return is reset to a higher guaranteed return and the database is updated to store the closing price as of the current date as the high-watermark value. | 05-12-2011 |
| 20100191636 | SYSTEM AND METHOD FOR CONTINUOUSLY OFFERED GUARANTEED FUND WITH FULL AND PERMANENT ALLOCATION TO RISKY MARKET INVESTMENTS - Software implemented system has a guarantee valuation engine and methodology that configures a processor with code which enables a fund that is continuously offered and always fully invested in traditional assets that correlate to a benchmark and which is subject to a guarantee with respect to net asset value on a specified future date to be re-priced on a daily basis and to have the effect of such re-pricing in the reported NAV of the fund. | 07-29-2010 |
