| MORGAN STANLEY Patent applications |
| Patent application number | Title | Published |
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| 20120047112 | RECORDS ARCHIVE DISPOSITION SYSTEM - A system and method for record archive disposition is implemented with a computer system comprising one or more computer processors operatively connected to memory. Archival records are stored in memory, each archival record being associated with at least one metadata attribute. At least one or more legal holds are stored in memory, each legal hold having legal hold metadata attributes. A deletion candidate list is generated with at least one of the processors for at least one record type by including on the deletion candidate list archival records identified as having one or more archival record metadata attributes corresponding to the at least one record type, and excluding from the deletion candidate list identified archival records if a selected set of legal hold metadata attributes for at least one legal hold corresponds to at least a subset of metadata attributes for the identified archival records. Archival records included on the deletion candidate list are deleted from memory. | 02-23-2012 |
| 20120042354 | Entitlement conflict enforcement - Various embodiments are directed to entitlements clearance. For example, an entitlement clearance request may be received from a provisioning application. The entitlement clearance request may comprise an indication of a subject entitlement and an indication of a subject user. An indication of user characteristics describing the subject user and an indication of existing entitlements held by the subject user may be received. A plurality of entitlements conflict rules may be applied to the existing entitlements, the subject entitlement and the user characteristics to determine whether an entitlements conflict exists in view of the subject entitlement. In addition, a completion indication of whether the entitlements conflict exists in view of the subject entitlement may be returned. Provided that the entitlements conflict exists, the completion indication may comprise an indication of at least one entitlements conflict rule selected from the plurality of entitlements conflict rules that would be violated by the subject entitlement. | 02-16-2012 |
| 20110071933 | System For Surveillance Of Financial Data - A system and method is disclosed for surveillance of financial data, comprising initiating a financial data surveillance module executable on a processor of a financial data surveillance computer system. Source data is retrieved from one or more data sources of a remote data server on which the source data is stored, the source data including transactions for a specific date and identification of the entity and account that each transaction is associated with. A metrics summary packet is generated for a particular account and the specific date, the metrics summary packet including one or more transaction classifiables that satisfy a predefined set of metric definition rules. A subjects packet is generated for the particular account that identifies the entities associated with the particular account, and a subjects-metrics packet is generated for the particular account by combining subject classifiables and metric classifiables within the subjects packet and metric summary packet. An aggregation packet is generated for an entity associated with the particular account, the aggregation packet including subject and metric classifiables of the subjects-metrics packet that satisfy a predefined set of aggregation rules. An evaluation score is generated for the entity by passing classifiables of the aggregation packet through a rules engine including a predefined set of scenario rules to determine if the aggregation classifiables are indicative of suspicious financial activity. A work item is generated if the evaluation score is indicative of suspicious financial activity. | 03-24-2011 |
| 20100262439 | System And Method For Pricing Default Insurance - A system for modeling a basket of securities containing a plurality of securities is provided and includes a default/recovery model database for storing default/recovery data regarding the plurality of securities. Also included is a default simulation engine for calculating a default time for at least one of the plurality of securities based on the default/recovery data. Finally, a cash flow engine is included for generating cash flows for the basket of securities based on the default times. | 10-14-2010 |
| 20100217772 | COMMODITIES FRAMEWORK - Various embodiments are directed to methods and systems for presenting an interface to a user. For example, a computer may receive a request for content originating from a browser application executing on a client machine in electronic communication with the at least one server. The request may identify a first commodity and a first event associated with the commodity and may comprise a Universal Resource Locator (URL) identifying the first commodity. The computer may parse a commodity descriptor file to identify a first service associated with the first commodity and the first event. The commodity descriptor file may comprise definitions of a plurality of commodities and wherein the plurality of commodities comprises the first commodity. In addition, the computer may generate a service call requesting the first service, and execute the at least one service associated with the first commodity and the first event. The at least one service may query the data source to retrieve data describing the commodity and construct a model of the commodity according to the data. | 08-26-2010 |
| 20100145757 | MATCHING RESOURCES OF A SECURITIES RESEARCH DEPARTMENT TO ACCOUNTS OF THE DEPARTMENT - Systems and methods for allocating limited resources of a securities research department to accounts of the department are disclosed. According to various embodiments, the system includes an account scoring module and a resource matching module. The account scoring module is for generating a score for each account, and the resource matching module is for matching the resources of the department to the accounts based on the scores for each account. | 06-10-2010 |
| 20100138664 | SYSTEMS AND METHODS FOR DISTRIBUTING PRIVATE PLACEMENT DOCUMENTS - Methods of providing a private placement document to a potential investor in a private placement. The methods may comprise the step of generating the private placement document in an encrypted electronic format. The private placement document may include a unique identifier. The methods may also comprise the steps of providing the private placement document to the potential investor, and recording the unique identifier. | 06-03-2010 |
| 20100094743 | LOW LATENCY TRADING SYSTEM - Systems and methods for transmitting trade orders from a client trading engine to an exchange where the trades are executed. The system may comprise a low latency system in communication with the client trading engine and the exchange server(s). The low latency system is for receiving trade orders from the client trading engine, performing one or a limited number of pre-order risk checks on the trade orders, and, when the trade orders pass the risk checks, transmitting the trade order to the exchange server(s). The system also comprises a post-order risk checking data center in communication with the low latency system via a network. The post-order risk checking data center is for performing post-order risk checks on the trade orders after the low latency system transmits the trade orders to the exchange server(s). | 04-15-2010 |
| 20090327924 | INTERACTIVE USER INTERFACE FOR DISPLAYING CORRELATION - Methods and systems described herein may comprise determining, for each of a plurality of potential related companies, a correlation factor of a related company metric of the potential related company relative to a focal company metric and selecting at least one related company having a correlation factor relative to the focal company within a first range. The methods may also comprise displaying a focal company field listing an identifier of the focal company and displaying a correlation field listing identifiers for the at least one related company, where certain of the identifiers comprise a hyperlink. When one of the hyperlinks is activated, the company corresponding to the activated hyperlink may become the new focal company. The correlation field may list identifiers for at least one new related company having a related company metric with a correlation factor relative to the focal company metric of the new focal company within the first range. | 12-31-2009 |
| 20090326973 | INTERACTIVE USER INTERFACE FOR DISPLAYING CORRELATION - Methods and systems for providing a user interface to a user may comprise finding a degree of similarity between each of a plurality of potential similar companies and a focal company. From the plurality of potential similar companies, at least one similar company may be selected having a degree of similarity with the focal company that is greater than a first threshold. An identifier of the focal company may be listed in a focal company field. Identifiers for the at least one similar company may be listed in a similar company field. Certain of the identifiers listed in the similar company field may include a hyperlink which, when activated by a user, causes a computer system to list the company corresponding to the activated hyperlink as a new focal company in the focal company field; determine at least one new similar company having a degree of similarity with the new focal company that is greater than the first threshold; and display the at least one new similar company at the similar company field. | 12-31-2009 |
| 20090222385 | System and methods for modeling a multiplicative index - Computer-implemented methods for valuing a derivative based on the BMA rate: the methods may comprise generating a model of the BMA/LIBOR ratio as a function of the LIBOR index, a stochastic noise function, and a seasonality process. The methods may also comprise solving the model for at least one value of the LIBOR index, and estimating a value of the derivative given the solution of the model. The value of the derivative may then be stored. | 09-03-2009 |
| 20090172518 | METRIC PORTAL - Various aspects are directed to a computer system for implementing an interface for presenting metric data to a user, the computer system may comprise a storage medium, which may, in turn, comprise a sitemap. The sitemap may define an organization of portal pages and wherein each portal page comprises at least one region defining a metric data type and a metric data presentation. The computer system may also comprise at least one processor configured to implement a controller unit. The controller unit may be configured to query a data source to retrieve a first data collection, where the first data collection comprises metric data of a first business context. The controller unit may also be configured to render a first portal page selected from the organization of portal pages according to the first data collection. In response to a request for a portal page change, the controller unit may be configured to render a second portal page selected from the organization of portal pages according to the first data collection. Also, in response to a request for a business context change, the controller unit may be configured to query the data source for a second data collection comprising metric data of a second business context; and render the second portal page according to the second data collection. | 07-02-2009 |
| 20090157545 | FACILITATING THE OWNERSHIP OF SOLAR-POWERED ELECTRICITY-GENERATING SYSTEMS - Methods of facilitating a party's purchase of an electricity-generating solar power system are disclosed. The methods may comprise entering into, by the lender, an agreement with the party whereby, in exchange for a payment amount paid by the lender to a seller of the solar power system, the lender owns and is to sell up to 100% of the electricity generated by the party's solar power system after installation for a contract time period defined by the agreement. The methods may also comprise paying, by the lender, the payment amount to the seller for the solar power system. The contract time period may extend, for example, until sales of the electricity by the lender after installation generate an aggregate payment amount that meets or exceeds a specified level. The contract time period or unit quantity might also be fixed. The lender may also receive renewable energy certificates and any other environmental attributes from the party. | 06-18-2009 |
| 20090132412 | Price improvement crossing system - A method provided for matching a buy order having a buy order price and a sell order having a sell order price that includes the step of determining if the buy order price is not less than the sell order price. Next, an NBBO price range is identified and it is determined whether the buy order price and the sell order price are within the NBBO range. A midpoint between the buy order price and the sell order price is then calculated. Finally, the buy order and the sell order is matched at the midpoint if the buy order price is not less than the sell order price and the buy order price and the sell order price are within the NBBO range. | 05-21-2009 |
| 20090119312 | Taxonomy tool - In one general aspect, the present disclosure is directed to a system for describing information. This system may comprise at least one processor. The at least one processor may be configured to receive a taxonomy that may comprising a metric hierarchy and a plurality of entity hierarchies. The at least one processor may also be configured to display an indication of a metric selected from the metric hierarchy. In addition, the at least one processor may be configured to display a representation of at least a portion of a second hierarchy selected from the plurality of entity hierarchies. The representation may comprise an indication of a branch of the second hierarchy and an indication of a relationship between the branch of the second hierarchy and the metric. | 05-07-2009 |
| 20090077089 | COMPUTER OBJECT TAGGING - Methods for classifying computer objects. The methods may comprise receiving a tag for a first computer object. The tag may comprise at least two nested categories describing the first computer object. The methods may also comprise updating a hierarchy of categories for computer objects to include the at least two nested categories describing the computer object. In addition, the methods may comprise displaying a graphical representation of the hierarchy of categories, and displaying an indication of computer objects having tags comprising a first category when an indication of the first category is received. | 03-19-2009 |
| 20080222022 | Pair trading system and method - A method is provided for fulfilling a pair trade request and includes the steps of receiving a plurality of pair trade requests; executing a transaction for a first portion of one of the plurality of pair trade requests and matching a second portion of the one of the plurality of pair trade requests against another of the plurality of pair trade requests. | 09-11-2008 |
