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Financial Industry Regulatory Authority, Inc.

Financial Industry Regulatory Authority, Inc. Patent applications
Patent application numberTitlePublished
20100030669Capital-adequacy filing and assessment system and method - Systems and methods of capital-adequacy filing and assessment for determining compliance with capital-adequacy rules include an authorized-entity computer and a processing computer in electronic communication with the authorized-entity computer. Such systems and methods can include an analysis-rule-configuration component, a data-reception component and a rules engine.02-04-2010