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53. Regarding intelligence reports, the Daily Intelligence Summary (DIS) prepared by the FAA's Office of Civil
Aviation Intelligence was reviewed first by an assistant to Acting Deputy Administrator Belger, who would inform
him of any information that she felt merited his attention. Belger in turn would determine whether the informa-
tion needed to be raised with Administrator Garvey. Garvey told us that she maintained an open door policy and
counted on her security staff to keep her informed on any pressing issues. Jane Garvey interview (Oct. 21, 2003);
Monte Belger interview (Nov. 24, 2003); Cathal Flynn interview (Sept. 9, 2003); Shirley Miller interview (Mar. 30,
2004); Claudio Manno interview (Oct. 1, 2003). Regarding the intelligence unit, see Nicholas Grant interview
(May 26, 2004); Claudio Manno interview (Oct. 1, 2003); Mike Canavan interview (Nov. 4, 2003); Alexander T.
Wells, Commercial Aviation Safety (McGraw-Hill, 2001), p. 308.
54. On the threat to civil aviation, see Lee Longmire interview (Oct. 28, 2003). On CAPPS, also known as
CAPS (Computer Assisted Profiling System), see FAA security directive,"Threat to Air Carriers," SD 97-01, Oct.
27, 1997.The profile was derived from information on the Passenger Name Record and did not include factors
such as race, creed, color, or national origin. In addition to those chosen by the algorithm, a number of other pas-
sengers were selected at random, both to address concerns about discrimination and to deter terrorists from figur-
ing out the algorithm and gaming the system. On no-fly lists, see FAA security directive, "Threat to U.S. Air
Carriers," SD 95, Apr. 24, 2000. Some of the individuals on the no-fly list were in U.S. custody as of 9/11. See
Kevin G. Hall,Alfonso Chardy, and Juan O.Tamayo,"Mix-Up Almost Permitted Deportation of Men Suspected of
Terrorist Activities," Miami Herald, Sept. 19, 2001; FAA security directive, "Threat to U.S. Aircraft Operators," SD
108-1, Aug. 28, 2001. On the Gore Commission, see Final Report of the White House Commission on Aviation Safety
and Security
, Feb. 12, 1997, p. 28. On the TIPOFF database (used to screen visa applicants and persons seeking per-
mission to enter the United States against the names of known or suspected terrorists), see DOS cable, State 182167,
"Fighting Terrorism:Visas Viper Procedures," Oct. 19, 2001. Finally, on the watchlist, officials told us that large lists
were difficult to implement, particularly when they weren't accompanied by numeric data such as date of birth that
would enable an air carrier to distinguish the terrorist from others around the world who had his or her name. In
addition, the U.S. intelligence community was required to approve the "no-fly" listing of an individual in order to
protect sources and methods. Matt Kormann interview (Feb. 13, 2004).
55. On selectees, see James Padgett interview (Oct. 7, 2003).Their bags were either screened for explosives or
held off their flight until they were confirmed to be aboard. See FAA security directive,"Threat to Air Carriers,"
SD 97-01 Oct. 27, 1997. Under the previous noncomputerized profiling system, selectees were subject to second-
ary screening of their carry-on belongings, and checked baggage. See FAA security directive,"Threat to Air Car-
riers," SD 96-05, Aug. 19, 1996.
56. FAA report, "Air Carrier Standard Security Program," May 2001; FAA regulations, "Screening of Passen-
gers and Property," 14 C.F.R. § 108.9 (1999); Leo Boivin interview (Sept. 17, 2003).
57."Knives with blades under 4 inches, such as Swiss Army Knives, scout knives, pocket utility knives, etc. may
be allowed to enter the sterile area. However, some knives with blades under 4 inches could be considered by a
reasonable person to be a `menacing knife' and/or may be illegal under local law and should not be allowed to enter
the sterile area." See FAA regulations,Air Carriers Checkpoint Operations Guide,Aug. 1999; see also Air Transport
Association Regional Airlines Association report,"Checkpoint Operations Guide,"Aug. 1999; Cathal Flynn inter-
view (Sept. 9, 2003); Lee Longmire interview (Oct. 28, 2003); Leo Boivin interview (Sept. 17, 2003). A 1994 FAA
assessment of the threat to civil aviation in the United States stated that "system vulnerabilities also exist with respect
to hijackings . . . aircraft can be hijacked with either fake weapons or hoax explosive devices. Cabin crew or pas-
sengers can also be threatened with objects such as short blade knives, which are allowable on board aircraft." See
FAA report,"The Threat to U.S. Civil Aviation in the United States," Sept. 1994.
58. On random and continuous screening, see Janet Riffe interview (Feb. 26, 2004); FAA report,"Air Carrier
Standard Security Program," May 2001. On the 9/11 hijackers, see Intelligence report, interrogation of Ramzi
Binalshibh, Oct. 1, 2002; FAA records, Intelligence Case File 98­96.
59. Courtney Tucker interview (June 3, 2004); Kenneth Mead prepared statement, May 22, 2003. Some air car-
rier officials, however, enjoyed a strong reputation for leadership in aviation security, including United Airlines' Ed
Soliday. Bruce Butterworth interview (Sept. 29, 2003); Cathal Flynn interview (Sept. 9, 2003); Steven Jenkins inter-
view (Feb. 24, 2004).
60. Mike Morse interview (Sept. 15, 2003). Regarding training, see FAA report, "Air Carrier Standard Secu-
rity Program," May 2001.
61. On a hardened cockpit door making little difference, see Tim Ahern interview (Oct. 8, 2004). For regula-
tions governing the doors, see FAA regulations,"Miscellaneous Equipment" (emergency exit), 14 C.F.R. § 121.313
(2001); FAA regulations,"Closing and locking of flight crew compartment door," 14 C.F.R. § 121.587 (2001). Also
compromising cockpit security was the use of common locks (one key fit the cockpits of all Boeing aircraft) and
the absence of procedures to properly manage and safeguard cockpit keys. Michael Woodward interview (Jan. 25,
2004). For the quote on reinforced cockpit doors, see Byron Okada,"Air Rage Prompts Call for Safety Measures:
The FAA Is Expected to Release a Report Today," Fort Worth Star-Telegram, Jan. 10, 2001, p. 1.
62. James Underwood interview (Sept. 17, 2004); Mike Canavan interview (Nov. 4, 2003).
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