Regulators propose streamlined disclosure process

Article Abstract:

The British Columbia Securities Commission's chairman has said that proposed securities regulations will streamline the disclosure process. The rules reform, which would make it easier for companies to raise money through public offerings, will begin as a voluntary process.

author: Blackwell, Richard
Security and Commodity Services, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Laws, regulations and rules, Securities industry, British Columbia. Securities Commission

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OSC sets settlement deadline for Royal unit

Article Abstract:

Montreal, Que.-based Royal Bank of Canada's RT Capital Management Inc. has received a settlement proposal from the Ontario Securities Commission. OSC has accused RT Capital of involvement in a stock price manipulation scheme.

author: Blackwell, Richard, McNish, Jacquie
Commercial Banks, Commercial Banking, Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds, Banking industry, Royal Bank of Canada, RY, RT Capital Management Inc.

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Air Canada fined $1-million

Article Abstract:

In a settlement with the Ontario and Quebec securities commissions, Air Canada will pay over $1 million in fines for leaking key financial information to analysts.

author: Blackwell, Richard
Legal issues & crime, Scheduled Airlines, Scheduled Air Transportation, Air Transportation, Scheduled, And Air Courier Services, Airlines, Air Canada, Quebec. Securities Commission

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subjects list: Canada, Cases, Ontario. Securities Commission
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