RT clients seek information

Article Abstract:

The Toronto Stock Exchange and the Ontario. Securities Commission are investigating Montreal, Que.-based Royal Bank of Canada's RT Capital Management Inc. RT clients are demanding information from the pension fund company about the stock price manipulation case.

author: McFarland, Janet
Legal issues & crime, Securities and Commodity Exchanges, Security and commodity exchanges, Securities Exchanges, Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds, Exchanges, Toronto Stock Exchange

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Surprise in stock scandal is 'who it is'

Article Abstract:

Four employees at RT Capital Management Inc., which is a subsidiary of Montreal, Quebec-based Royal Bank of Canada, have been implicated in questionable stock trading practices. The firm is being investigated by the Ontario Securities Commission.

author: Blackwell, Richard

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OSC probes several brokerages

Article Abstract:

The Ontario Securities Commission is investigating allegations of stock price manipulation among over twelve Canadian securities dealers. The investigation's targets include Royal Bank of Canada's RT Capital Management Inc.

author: Blackwell, Richard, McNish, Jacquie
Securities Dealers, Investment Banking and Securities Dealing, Security brokers and dealers, Interpretation and construction

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subjects list: Banking industry, Commercial banks, Canada, Investigations, Securities industry, Royal Bank of Canada, RY, Ontario. Securities Commission, RT Capital Management Inc.
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