OSC unveils litany of Yorkton accusations

Article Abstract:

Vancouver, BC-based Yorkton Securities Inc. has been accused of ineffectual compliance and other settlement violations by the Ontario Securities Commission. Yorkton Securities, which recently fired chief executive officer Scott Paterson, settled the case with OSC last week.

User Contributions:

Comment about this article or add new information about this topic:

Comment:  (50-4000 characters)

Name:

E-mail:

Security Code:

OSC reiterates tough stand on disclosure

Article Abstract:

The article discusses how the Ontario Securities Commission (OSC) has forced Yorkton Securities Inc.'s clients Engineering.com Inc. and Book4Golf.com Corp. to reveal in recent prospectuses that Yorkton was being investigated for potential conflict of interest.

User Contributions:

Comment about this article or add new information about this topic:

Comment:  (50-4000 characters)

Name:

E-mail:

Security Code:

OSC investigates Yorkton

Article Abstract:

The Ontario Securities Commission (OSC) is conducting a probe into Yorkton Securities Inc. The company is suspected of conflicts of interests in relation to its executives's involvement in underwriting securities issues.

User Contributions:

Comment about this article or add new information about this topic:

Comment:  (50-4000 characters)

Name:

E-mail:

Security Code: