Order form and information in securities markets

Article Abstract:

This paper examines the effects of price-contingent orders on security prices. We show that a market maker who knows the type and composition of trades will set larger spreads and adjust prices faster than if price-contingent orders were not allowed. Because traders have rational expectations over the book, we demonstrate that uncertainty over order type reduces the variance of prices but with a corresponding loss in price informativeness. We also show that the sequence property of price-contingent orders increases the probability of large price movements. This distinction between variance and episodic price volatility has important policy implications. (Reprinted by permission of the publisher.)

author: O'Hara, Maureen, Easley, David
Stock-exchange, Stock exchanges, Market makers (Securities trading)

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Option volume and stock prices: evidence on where informed traders trade

Article Abstract:

This paper investigates the informational role of transactions volume in options markets. We develop an asymmetric information model in which informed traders may trade in option or equity markets. We show conditions under which informed traders trade options, and we investigate the implications of this for the linkage between markets. Our model predicts an important informational role for the volume of particular types of option trades. We empirically test our model's hypotheses with intraday option data. Our main empirical result is that negative and positive option volumes contain information about future stock prices. (Reprinted by permission of the publisher.)

author: O'Hara, Maureen, Easley, David, Srinivas, P.S.
Options (Finance), Economics, Financial markets, Information theory, Information theory in economics

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Time and the process of security price adjustment

Article Abstract:

This paper delineates the link between the existence of information, the timing of trades, and the stochastic process of prices. We show that time affects prices, with the time between trades affecting spreads. Because the absence of trades is correlated with volume, our model predicts a testable relation between spreads and normal and unexpected volume, and demonstrates how volume affects the speed of price adjustment. Our model also demonstrates how the transaction price series will be a biased representation of the truer price process, with the variance being both overstated and heteroskedastic. (Reprinted by permission of the publisher.)

author: O'Hara, Maureen, Easley, David
Securities, Trading rooms (Finance)

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subjects list: Research, Prices and rates, Stocks, Stock prices
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