A portfolio approach to risk reduction in discretely rebalanced option hedges

Article Abstract:

The risks arising from accumulated hedging errors generated by discretely rebalanced option hedges over different rebalancing intervals were examined. Specifically, an approach that combines options into portfolios was proposed for significantly reducing the risk of option arbitrage caused by hedging errors. The risk in arbitrage strategies suggested by the Black-Scholes option pricing method is represented by the variance of the accumulated hedging errors up to maturity. Empirical results showed that the hedging errors arising from the different options written on the same instrument are highly correlated, particularly for options whose moneyness is close. This finding suggests that the risk of arbitrage can be substantially reduced by combining options into portfolios.

author: Mello, Antonio S., Neuhaus, Henrik J.
Portfolio Management, Hedging (Finance)

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The effects of the sample size, the investment horizon and market conditions on the validity of composite performance measures: a generalization

Article Abstract:

Existing studies have demonstrated that the Sharpe measure and its risk proxy can be determined by sample size, the investment horizon, and market conditions. These conclusions can be generalized to incorporate the performance measures of Treynor and Jenson. It has also been established that estimates of ex-ante Treynor's measures are biased, actually creating biased ranking, and a possible bias linked to the cumulative average residual technique used in market testing may be produced by the relationship between the estimated Jenson's measure and its estimated risk measure. Also discussed are the indications of Friend's and Blume's positive empirical relationships.

author: Lee, Cheng F., Chen, Son-Nan
Research, Methods, Analysis, Statistical sampling, Sampling (Statistics), Return on investment, Investment analysis, Securities analysis, Rate of return

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Subjective stochastic dominance, put writing, and stock purchases with extensions to option pricing and portfolio composition

Article Abstract:

Mathematical analysis of investors facing the alternative of either writing a put option or buying the associated underlying share, within European markets, indicates that risk-averse investors will benefit more by writing the put. Using log-normal density functions, numerical examples can be derived to support this assumption and extend its application to selection of investment portfolio compositions. Invoking homogeneous expectations for the model will also define upper bounds for the put premium to be purchased.

author: Henin, Claude G., Rentz, William F.
Case studies, Stocks, Stochastic processes

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subjects list: Models, Options (Finance), Risk management, Investments
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