Getting with the plan

Article Abstract:

Members seeking support in financial planning and superannuation can find a range of products available from professional or personal requirements. The financial planning suite of products addresses financial planning compliance issues and offers training programs to help members meet special knowledge component

author: Waring, Simon
Product management

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Spot the difference

Article Abstract:

The difference between the ASIC policy statements PS 146 and PS 164 concerning licensing in the financial planning industry is discussed. The requirements for members seeking the license for financial planning industry are highlighted.

author: Crack, Catharine
Licensing, certification and accreditation

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Corporate counsel

Article Abstract:

ASIC rejects applications for reporting relief, as all criteria's are not addressed correctly. The method of providing the right set of information is discussed.

author: Cockburn, Richard
Reporting & Disclosure, Analysis, Financial statements

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subjects list: Australia, Laws, regulations and rules, Financial planning, Government regulation, Australia. Securities and Investments Commission
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